Jeanne A. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Anne Lawrence, who also goes by Jeanne Anne Huster, Jeanne Anne Poddig, Jeanne Anne Weisenborn, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1992. Jeanne had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2008 - May 29, 2015
BB&T INVESTMENT SERVICES, INC.
April 15, 2008 - May 29, 2015
BB&T INVESTMENT SERVICES, INC.
May 1, 2007 - March 4, 2008
J.J.B. HILLIARD, W.L. LYONS, LLC
May 1, 2007 - March 4, 2008
J.J.B. HILLIARD, W.L. LYONS, LLC
September 28, 2006 - April 12, 2007
FIFTH THIRD SECURITIES, INC.
September 28, 2006 - April 12, 2007
FIFTH THIRD SECURITIES, INC.
May 23, 2005 - May 18, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 23, 2005 - May 18, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2005 - May 10, 2005
TRUIST INVESTMENT SERVICES, INC.
January 3, 2005 - May 10, 2005
TRUIST INVESTMENT SERVICES, INC.
September 24, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
September 24, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
March 18, 2002 - September 20, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
March 12, 2002 - September 20, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
December 22, 1999 - September 18, 2001
HARRISDIRECT LLC
March 13, 1996 - June 9, 1998
ESSEX NATIONAL SECURITIES, LLC
February 21, 1992 - June 10, 1999
UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
