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Timothy R. Bigelow

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CRD#: 2214568
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Richard Bigelow, CFA was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Past

February 13, 2023 - December 4, 2024

DESERT CAPITAL MANAGEMENT GROUP, INC

RIA
CRD#: 322100
HERMOSA BEACH, CA
Past

May 18, 2022 - May 8, 2025

DESERT CAPITAL MANAGEMENT GROUP, INC

RIA
CRD#: 132779
HERMOSA BEACH, CA
Past

November 3, 2020 - February 14, 2022

BANKERS LIFE ADVISORY SERVICES, INC.

RIA
CRD#: 281285
Santa Barbara, CA
Past

November 6, 2013 - August 3, 2017

ALPHA STRATEGIES INVESTMENT CONSULTING

RIA
CRD#: 151782
NEWPORT BEACH, CA
Past

August 12, 2011 - July 31, 2012

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
SAN MARINO, CA
Past

May 13, 2011 - August 9, 2011

CAPWEST SECURITIES, INC.

BD
CRD#: 30002
SAN MARINO, CA
Past

April 19, 2011 - July 30, 2014

TWEED FINANCIAL SERVICES, INC.

RIA
CRD#: 135352
SAN MARINO, CA
Past

September 3, 2010 - March 21, 2011

MORGAN STANLEY

RIA
CRD#: 149777
SANTA BARBARA, CA
Past

August 14, 2010 - March 21, 2011

MORGAN STANLEY

BD
CRD#: 149777
SANTA BARBARA, CA
Past

June 30, 2003 - August 17, 2006

NOBSKA PARTNERS LLC

RIA
CRD#: 127091
SAN BARBARA, CA
Past

August 21, 1992 - January 15, 1996

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2010
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DC
DESERT CAPITAL MANAGEMENT GROUP, INC
DESERT CAPITAL MANAGEMENT GROUP, INC

CRD#: 322100 / SEC#:

California
Registered Investment Advisory firm - (2/13/2023 Approved)
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Contact information


Main Address
2447 Pacific Coast Hwy, Ste.200-227, Hermosa Beach, CA 90254
Mailing Address
Phone number
+1 (310) 640-9100
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts127
AUM (Assets Under Management)$ 5,389,208

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DESERT CAPITAL MANAGEMENT GROUP, INC

CRD#: 322100

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