JV
John D. Vogelzang
M HOLDINGS SECURITIES
TORRANCE, CA 90505
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CRD#: 2214540
JV
Professional summary
John Daniel Vogelzang, who also goes by Dan Vogelzang, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Torrance, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Vogelzang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Blue Cross and Blue Shield; 2008; Insurance agent; Policies written outside M related to father's book of business; Not Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 2) Trojan Sig Foundation; 3460 Torrance Blvd., Suite 200, Torrance, CA 90503; 2015; President; President of fraternity housing corporation; Not Investment Related; 10 hours/month, 8 hours/month during business hours; No compensation. 3) CS Capital Management Group; 2377 Crenshaw Blvd., Suite 150, Torrance, CA 90501; 01/2015; President/Owner; Ownership/Presidential duties of running the firm; Investment related; 160 hours/month; 160 hours/month during business hours; Ownership 4) Vogelzang Family Trust; 4023 Montaigne Way, Palos Verdes Peninsula, CA 90274; 12/2005; Co-trustee; Family trust; Not Investment Related; 0 hours/month; 0 hours/month during business hours; No compensation. 5) Gateway Reserve Insurance Network (GRIN); 10/2017; Member; GRIN is an alias used for UBS purposes only; Investment Related; 1 hour/month; 1 hour/month during business hours; No compensation. 6) Gerrette Van Der Graff Irrevocable Life Insurance Trust; 08/13/2009; Trustee; Trustee of an ILIT; Investment related; 0 hours/month; 0 hours/month during business hours; No compensation. 7) Jeffrey John Bitetti Irrevocable Life Insurance Trust; 07/26/2007; Trustee; Trustee of an ILIT; Investment related; 0 hours/month; 0 hours/month during business hours; No compensation. 8) Appletree Corporation; 3706 1/2 Beverly Blvd., Los Angeles, CA 90004; 09/01/2020; Trustee; Administration/Service and Trustee services for the Trust of 8 life policies for family; Not Investment Related; 3 hours/month; 3 hours/month during business hours; Commissions (from term and universal life insurance written to be held in trust, not variable). 9) M Advisory Group; 2377 Crenshaw Blvd, Suite #150, Torrance, CA 90274; 06/01/2001; President; Owner, Principal, Sales and Service of Insurance; Investment Related; 160 hours/month; 160 hours/month during business hours; Ownership, Profits, Commissions.
CRS (Client Relationship Summary) - RIA
Click below to view John Daniel Vogelzang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Daniel Vogelzang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2002 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 24536 Hawthorne Boulevard, Torrance, CA 90505RIA
BD
CRD#: 43285
TORRANCE, CA
Current
August 15, 2000 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 24536 Hawthorne Boulevard, Torrance, CA 90505RIA
BD
CRD#: 43285
TORRANCE, CA
Past
May 8, 1997 - September 7, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
February 26, 1992 - May 20, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/9/2018)
RR
California(8/15/2000)
IAR
California(7/31/2002)
RR
Colorado(11/9/2018)
RR
Georgia(4/14/2021)
RR
Hawaii(9/10/2002)
RR
Idaho(9/16/2025)
RR
Nevada(10/15/2004)
RR
Ohio(11/13/2018)
RR
Oregon(11/5/2008)
RR
Tennessee(9/16/2025)
RR
Texas(3/30/2021)
RR
Washington(8/15/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
