Pedro J. Navas Oronoz

BCI SECURITIES

Miami, FL 33131

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CRD#: 2213817

Professional summary

Pedro Joaquin Navas Oronoz, who also goes by Pedro J Navas, Pedro Joaquin Navas, is a registered financial professional currently at BCI SECURITIES, INC. located in Miami, Florida.

Pedro is registered as a RR (Registered Representative) and started their career in finance in 1992. Pedro has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pedro J Navas | Pedro Joaquin Navas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pedro Joaquin Navas Oronoz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2021 - Present

BCI SECURITIES, INC.

Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2910, Miami, FL 33131

RIA

CRD#: 168047

Miami, FL

Past

June 6, 2017 - August 1, 2019

SAFRA SECURITIES LLC

CRD#: 47873

AVENTURA, FL

Past

October 5, 2012 - May 15, 2017

HAPOALIM SECURITIES USA, INC.

CRD#: 266

AVENTURA, FL

Past

November 22, 2002 - January 13, 2012

OFS SECURITIES, INC.

CRD#: 39615

MANATI, PR

Past

May 21, 1997 - November 11, 2002

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

October 11, 1993 - May 21, 1997

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

June 11, 1992 - August 21, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

February 21, 1992 - December 31, 1992

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/29/2021)

New York
(8/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/19/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/6/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone number

(305) 929-5500

Established

Florida since 07/05/2011

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025_FINAL (SEC) (3/30/2025)

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025 WRAP (SEC)_FINAL (3/30/2025)

Direct owners and executive officers

Name	Position	CRD#
BANCO DE CREDITO E INVERSIONES, S.A.	SHAREHOLDER
FOXX, TERESA PENNET	DIRECTOR	2608603
GARCIA NIETO, FRANCISCO JAVIER	DIRECTOR OF SALES	6645468
GROOM, PAMELA SNELL	CCO	2870233
MARTIN-DONADIO, CARLOS	CEO/DIRECTOR	2550675
MARTINEZ-LEJARZA, JUAN CARLOS	DIRECTOR	6369051
NODAR, MARIA EUGENIA	FINOP/PFO	1660104
SEGUNDO, JUAN ALBERTO	DIRECTOR	6353039
VEGA, MARIA GRISEL	DIRECTOR	6235036

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 295,193,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pedro J. Navas Oronoz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pedro Joaquin Navas Oronoz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFRA SECURITIES LLC

HAPOALIM SECURITIES USA, INC.

OFS SECURITIES, INC.

POPULAR SECURITIES, LLC

MARKETING ONE SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BCI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1992

Series 6

Date: 2/19/1992

Series 24

Date: 7/6/2011

FINRA

Current Firm

BCI SECURITIES, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BCI SECURITIES, INC.

TRUST BUT VERIFY

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