Kristin D. Guadagno
STRATEGIC ADVISERS | Vice President, Financial Consultant
PEWAUKEE, WI
CRD#: 2213790
Some features on this profile are disabled
Kristin Delfeld GuadagnoSTRATEGIC ADVISERS
Professional summary
Kristin Delfeld Guadagno, who also goes by Kristin Louise Delfeld, Kristin D. Guadagno, Kristin Louise Guadagno, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Pewaukee, Wisconsin and FIDELITY BROKERAGE SERVICES LLC located in Brookfield, Wisconsin.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Kristin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Biography
Team Guadagno has caring, dedicated people who are driven to deliver a first-class experience for our clients and their families. We will work hard to build a meaningful, genuine relationship with each client striving to a) know them deeply b) understand what and who is important to them c) earn our title of their most trusted primary advisor. Kristin herself has 30 years of wealth planning and investment management experience, which instills confidence and trust in her clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristin Louise Delfeld | Kristin D. Guadagno | Kristin Louise Guadagno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Delfeld Guadagno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Wisconsin-Madison
Bachelor of Arts (BA) - Psychology & Business
1989
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 600 N Barker Road, Brookfield, WI 53045-5982RIA
CRD#: 104555
PEWAUKEE, WI
Current
October 15, 1997 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 600 N Barker Rd, Brookfield, WI 53045BD
CRD#: 7784
BROOKFIELD, WI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BROOKFIELD, WI
Past
May 30, 2000 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BROOKFIELD, WI
Past
January 25, 1995 - May 27, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
February 21, 1992 - January 17, 1995
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2012)
RR
Arizona(1/6/1998)
RR
California(7/2/2012)
RR
Colorado(7/2/2012)
RR
Florida(10/16/1997)
RR
Georgia(7/2/2012)
RR
Illinois(10/15/1997)
RR
Indiana(1/5/2024)
RR
Iowa(4/23/2020)
RR
Massachusetts(3/25/2023)
RR
Michigan(10/15/1997)
RR
Minnesota(3/30/2011)
RR
Nevada(1/3/2020)
RR
New Jersey(1/3/2020)
RR
New York(2/27/2023)
RR
North Carolina(3/25/2023)
RR
Ohio(7/3/2012)
RR
Oregon(3/25/2023)
RR
South Carolina(7/2/2012)
RR
Tennessee(5/6/2022)
RR
Texas(11/23/2010)
IAR
Texas(3/31/2025)
RR
Virginia(7/30/2019)
RR
Washington(3/25/2023)
RR
Wisconsin(10/17/1997)
IAR
Wisconsin(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Loading...
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Pewaukee, WITRUST BUT VERIFY
Monitor Kristin Guadagno
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
