Robert L. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Hammond, who also goes by Bob Hammond, Robert L Hammond, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2012 - December 16, 2016
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
August 9, 2007 - June 1, 2012
STERLING CAPITAL DISTRIBUTORS, LLC
February 15, 2005 - October 28, 2010
BB&T ASSET MANAGEMENT, INC.
November 5, 2004 - April 30, 2007
FORESIDE DISTRIBUTION SERVICES, L.P.
August 7, 2000 - March 15, 2004
EATON VANCE DISTRIBUTORS, INC.
March 8, 2000 - August 7, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
November 2, 1996 - July 26, 1999
BANKBOSTON INVESTOR SERVICES, INC.
February 16, 1993 - November 2, 1996
BAYBANKS BROKERAGE SERVICES, INC.
February 27, 1992 - January 28, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
CRD#: 106156 / SEC#: 801-42913
Contact information
Red Flags
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