Christopher V. Pento
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Vincent Pento, who also goes by Chris Pento, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2020 - March 30, 2022
PRECISION SECURITIES, LLC
September 7, 2018 - January 2, 2025
CLEAR STREET LLC
August 5, 2016 - November 30, 2017
EG MARKET TECHNOLOGIES LLC
December 11, 2014 - March 7, 2016
ARXIS SECURITIES LLC
October 24, 2013 - June 11, 2014
GETCO EXECUTION SERVICES LLC
October 23, 2013 - June 11, 2014
OCTEG, LLC
July 22, 2009 - June 24, 2014
VIRTU AMERICAS LLC
March 13, 2008 - September 4, 2008
EDGETRADE LLC
March 13, 2008 - December 31, 2010
KNIGHT DIRECT LLC
January 12, 2006 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
February 20, 2002 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 12, 1992 - February 12, 2002
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/6/2002
Limited Representative-Equity Trader ExamCurrent Firm
PRECISION SECURITIES, LLC
CRD#: 103976 / SEC#: , 8-52441
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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