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MG

Mark Guglielmo

TAPP ENGINE SECURITIES
Quincy, MA 02169
Some features on this profile are disabled
CRD#: 2213248
MG

Professional summary

Mark Guglielmo, who also goes by Mark Peter Guglielmo, is a registered financial professional currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Peter Guglielmo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Guglielmo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2025 - Present

TAPP ENGINE SECURITIES

Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169
BD
CRD#: 314806
Quincy, MA
Past

February 4, 2020 - July 9, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BONITA SPRINGS, FL
Past

August 28, 2002 - December 13, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

December 4, 1997 - July 9, 2021

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BONITA SPRINGS, FL
Past

February 3, 1992 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

February 3, 1992 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

February 3, 1992 - February 18, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/8/2025)
RR
Colorado
(8/5/2025)
RR
Connecticut
(8/5/2025)
RR
District of Columbia
(8/28/2025)
RR
Florida
(8/4/2025)
RR
Idaho
(8/7/2025)
RR
Louisiana
(8/6/2025)
RR
Maryland
(8/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TE
TAPP ENGINE SECURITIES
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: , 8-70723

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Phone number
(617) 221-6545
Established
Delaware since 06/17/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TAPP ENGINE, INC.PARENT COMPANY
HOCKADAY, SHAWN PIERRECOO, POO2882891
OSUNSANYA, TOSINCEO3117458
PETERS, ROBERT WILLIAMFINOP, PFO1704577
WISHNIVETSKI, ELICCO4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAPP ENGINE SECURITIES

CRD#: 314806Quincy, MA 02169

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