Mark Guglielmo
Professional Summary
Mark Guglielmo, who also goes by Mark Peter Guglielmo, is a registered financial advisor currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts. Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Peter Guglielmo
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Current Firm
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC
Contact Information
Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169Phone Number
(617) 221-6545Established
Delaware since 06/17/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
(4/30/2026)
(5/11/2026)
(8/8/2025)
(5/4/2026)
(4/28/2026)
(8/5/2025)
(8/5/2025)
(4/28/2026)
(8/28/2025)
(8/4/2025)
(5/1/2026)
(6/5/2026)
(8/7/2025)
(4/30/2026)
(5/1/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(8/6/2025)
(4/30/2026)
(8/4/2025)
(5/1/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(5/6/2026)
(4/28/2026)
(5/4/2026)
(4/28/2026)
(4/30/2026)
(5/7/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(5/4/2026)
(5/1/2026)
(4/30/2026)
(4/30/2026)
(5/1/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(4/30/2026)
(5/6/2026)
(4/30/2026)
(5/1/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Mark Guglielmo's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
