Jennifer A. Mckinnon

PROSPERITY - AN EISNERAMPER COMPANY

Raleigh, NC 27607

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CRD#: 2213066

Professional summary

Jennifer Allyn Mckinnon, CFP®, who also goes by Jennifer Allyn Crawford, Jennifer A Mckinnon, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Raleigh, North Carolina and DAI SECURITIES, LLC located in Raleigh, North Carolina.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jennifer has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Allyn Crawford | Jennifer A Mckinnon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Allyn Mckinnon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

August 7, 2024 - Present

PROSPERITY - AN EISNERAMPER COMPANY

Office #1: 1500 Sunday Drive Suite 300, Raleigh, NC 27607

RIA

CRD#: 133777

Raleigh, NC

Current

August 7, 2024 - Present

DAI SECURITIES, LLC

Office #1: 1500 Sunday Dr Suite 300, Raleigh, NC 27607

CRD#: 36673

RALEIGH, NC

Past

October 25, 2019 - August 19, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

DALLAS, TX

Past

October 25, 2019 - August 19, 2024

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

RALEIGH, NC

Past

July 8, 2008 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

RALEIGH, NC

Past

July 1, 2008 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

RALEIGH, NC

Past

March 2, 2007 - June 20, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEDMINSTER, NJ

Past

February 13, 2007 - June 20, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEDMINSTER, NJ

Past

May 23, 1995 - January 5, 1996

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

May 11, 1993 - March 1, 1995

SERFIN SECURITIES,INC.

CRD#: 16683

NEW YORK, NY

Past

March 13, 1992 - February 2, 1993

ABACO INTERNATIONAL CORPORATION

CRD#: 27354

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/7/2024)

Arizona
(8/7/2024)

California
(8/7/2024)

Colorado
(8/7/2024)

Florida
(8/7/2024)

Georgia
(8/7/2024)

Illinois
(8/7/2024)

Indiana
(8/7/2024)

Kansas
(8/7/2024)

Louisiana
(8/7/2024)

Maryland
(8/7/2024)

Massachusetts
(8/7/2024)

Michigan
(8/7/2024)

Mississippi
(8/7/2024)

New Jersey
(8/7/2024)

New Mexico
(8/7/2024)

New York
(8/7/2024)

IAR

North Carolina
(8/7/2024)

North Carolina
(9/4/2024)

Ohio
(8/7/2024)

Pennsylvania
(8/7/2024)

South Carolina
(8/7/2024)

Texas
(8/7/2024)

Utah
(8/7/2024)

Vermont
(8/7/2024)

Virginia
(8/7/2024)

Washington
(8/7/2024)

West Virginia
(8/7/2024)

Wisconsin
(8/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

P-

PROSPERITY - AN EISNERAMPER COMPANY

PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY

CRD#: 133777 / SEC#: 801-96321

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/20/2015 Terminated)

Maryland

Registered Investment Advisory firm - (5/19/2015 Terminated)

Virginia

Registered Investment Advisory firm - (5/20/2015 Terminated)

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Contact information

Main Address

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117

Mailing Address

Phone number

(410) 363-7211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPERITY BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	5,557
AUM (Assets Under Management)	$ 3,195,898,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer A. Mckinnon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Allyn Mckinnon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

1ST GLOBAL ADVISORS INC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ADVEST, INC.

SERFIN SECURITIES,INC.

ABACO INTERNATIONAL CORPORATION

Primary Firm SEC Registration

PROSPERITY - AN EISNERAMPER COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2007

Series 63

Date: 4/5/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2007

FINRA

Current Firm

PROSPERITY - AN EISNERAMPER COMPANY

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY - AN EISNERAMPER COMPANY

TRUST BUT VERIFY

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