AB
Alexander S. Barned
ABSOLUTE CAPITAL MANAGEMENT
PONTE VEDRA BEACH, FL
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CRD#: 2212865
AB
Professional summary
Alexander S Barned, who also goes by Alex Barned, Alexander St John Barned, is a registered financial advisor currently at ABSOLUTE CAPITAL MANAGEMENT, LLC located in Ponte Vedra Beach, Florida.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Alexander has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Barned | Alexander St John Barned
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. BARNED IS ALSO INVOLVED IN THE FOLLOWING OUTSIDE BUSINESS ACTIVITIES: 1. NAME OF OTHER BUSINESS: ALEXANDER BARNED INVESTMENT RELATED: NO ADDRESS: 7210 BLUE HERON PLACE CARLSBAD CA 92011 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2011 APROX NUMBER OF HOURS PER MONTH: 1 BRIEF DESCRIPTION OF DUTIES: RENTAL OF TIMESHARE 2. NAME OF OTHER BUSINESS: CREATIVE INCOME STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: GENERAL INSURANCE AGENCY START DATE: 03/3015 APROX NUMBER OF HOURS PER MONTH: 1 BRIEF DESCRIPTION OF DUTIES: OWNER SALE OF FIXED INSURANCE PRODUCTS, SUBJECT MATTER EXPERT -FINANCIAL SERVICES. 3. NAME OF OTHER BUSINESS: COLLEGE PROCESS CONSULTANTS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: COLLEGE ADMISSIONS CONSULTING ASSOCIATION, START DATE: 11/2023, APROX NUMBER OF HOURS PER MONTH: 1 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: CONSULTING
CRS (Client Relationship Summary) - RIA
Click below to view Alexander S Barned's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2019 - Present
ABSOLUTE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 121484
PONTE VEDRA BEACH, FL
Past
April 6, 2017 - December 4, 2018
VESTGEN INVESTMENT MANAGEMENT
RIA
CRD#: 118851
Egg Harbor Township, NJ
Past
March 3, 2017 - August 15, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
July 9, 2014 - December 15, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SOUTH JACKSONVILLE, FL
Past
January 29, 2014 - June 20, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SOUTH JACKSONVILLE, FL
Past
August 15, 2013 - December 15, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SOUTH JACKSONVILLE, FL
Past
October 19, 2009 - June 24, 2013
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Past
September 28, 2009 - October 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SUMMIT, NJ
Past
September 11, 2003 - October 19, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WAYZATA, MN
Past
November 8, 1993 - September 12, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 18, 1992 - January 7, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 18, 1992 - January 20, 1993
WILLIAM & CO. CAPITAL MARKETS LTD.
BD
CRD#: 8382
NY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ABSOLUTE CAPITAL MANAGEMENT, LLC
ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL
CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - (9/22/2003 Approved)California
Registered Investment Advisory firm - (9/26/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Idaho
Registered Investment Advisory firm - (9/19/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/19/2003 Terminated)Washington
Registered Investment Advisory firm - (9/25/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/14/2019)
IAR
Pennsylvania(1/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/2/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AC
ABSOLUTE CAPITAL MANAGEMENT, LLC
ABSCAP | ABSOLUTECAPITAL | ABSOLUTE CAPITAL MANAGEMENT, LLC | ABSOLUTE CAPITAL
CRD#: 121484 / SEC#: 801-61336
RIA
Registered Investment Advisory firm - (9/22/2003 Approved)California
Registered Investment Advisory firm - (9/26/2003 Terminated)Florida
Registered Investment Advisory firm - (9/25/2003 Terminated)Idaho
Registered Investment Advisory firm - (9/19/2003 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/19/2003 Terminated)Washington
Registered Investment Advisory firm - (9/25/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Pennsylvania Blvd, Pittsburgh, PA 15228
Mailing Address
Phone number
(412) 388-1600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,791 |
| AUM (Assets Under Management) | $ 472,491,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
