Keith J. Steidle

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CRD#: 2212700

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Joseph Steidle was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1992. Keith had worked at 7 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 87, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 5, 2018 - August 8, 2024

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

Lebanon, NJ

Past

September 17, 2007 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

LEBANON, NJ

Past

August 31, 2007 - August 8, 2024

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029

Lebanon, NJ

Past

April 15, 2004 - September 12, 2007

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

SPRINGFIELD, NJ

Past

April 7, 2004 - September 12, 2007

OBSIDIAN FINANCIAL GROUP, LLC

RIA

CRD#: 104255

SPRINGFIELD, NJ

Past

October 15, 2003 - March 29, 2004

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SPRINGFIELD, NJ

Past

June 27, 2002 - March 29, 2004

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

February 1, 2001 - July 8, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 25, 1992 - January 25, 2001

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 25, 1992 - January 30, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/14/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/20/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/24/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 2/1/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/6/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

PREMIUM

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith J. Steidle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NPA ASSET MANAGEMENT, LLC

NPA ASSET MANAGEMENT, LLC

NATIONWIDE PLANNING ASSOCIATES INC.

OBSIDIAN FINANCIAL GROUP, LLC

OBSIDIAN FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

WALNUT STREET SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2006

Series 63

Date: 3/16/1992

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 3/14/2006

Series 7

Date: 11/20/2003

Series 6

Date: 2/24/1992

Series 24

Date: 1/25/2004

Series 51

Date: 2/1/2003

Series 26

Date: 4/6/2001

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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