Oleg E. Shapiro
Professional summary
Oleg E Shapiro, who also goes by Oleb E Shapiro, Oleg "alex" Shapiro, Oleg Shapiro, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Brooklyn, New York.
Oleg is registered as a RR (Registered Representative) and started their career in finance in 1992. Oleg has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oleg E Shapiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2018 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 2753 Coney Island Avenue Suite 225, Brooklyn, NY 11235November 22, 2013 - July 27, 2018
NATIONAL SECURITIES CORPORATION
March 9, 2004 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
May 1, 2002 - February 24, 2004
WAMU INVESTMENTS, INC.
May 14, 1999 - May 1, 2002
DIME SECURITIES, INC.
January 20, 1999 - June 1, 1999
INVEST FINANCIAL CORPORATION
January 26, 1998 - March 10, 1998
AIBC INVESTMENT SERVICES CORPORATION
September 25, 1997 - January 6, 1998
GLOBAL EQUITIES GROUP INC
May 9, 1997 - June 4, 1997
GLOBAL EQUITIES GROUP INC
March 17, 1995 - November 22, 1995
GLOBAL EQUITIES GROUP INC
September 14, 1992 - September 7, 1993
AMERICAN BOND GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2018)
(7/19/2018)
(7/19/2018)
(7/19/2018)
(7/19/2018)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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