Quintin M. Guillermo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quintin Malong Guillermo, who also goes by Quinn Guillermo, was a registered financial professional .
Quintin is a previously registered financial professional and started their career in finance in 1995. Quintin had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - December 21, 2023
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
February 11, 2005 - May 3, 2013
OSAIC FS, INC.
April 12, 2002 - December 5, 2002
WORLD GROUP SECURITIES, INC.
March 14, 1997 - April 12, 2002
WMA SECURITIES, INC.
August 3, 1995 - April 1, 1996
PFS INVESTMENTS INC.
Primary Firm SEC Registration
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,432 |
| AUM (Assets Under Management) | $ 286,152,291 |
Disclosures
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
