Donald S. Mcclive
Professional summary
Donald Scott Mcclive is a registered financial professional currently at M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1992. Donald has worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Scott Mcclive's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2013 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255March 18, 2011 - November 22, 2013
T3 TRADING GROUP, LLC
July 1, 2010 - September 21, 2010
DIMENSION SECURITIES, LLC
April 17, 2009 - June 24, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 16, 2007 - September 26, 2007
CHASE INVESTMENT SERVICES CORP.
September 13, 2006 - February 5, 2007
FIRST ANALYSIS SECURITIES CORPORATION
January 27, 2006 - March 6, 2006
ROSENTHAL COLLINS EQUITIES, L.L.C.
May 5, 2004 - October 7, 2004
MAY FINANCIAL CORPORATION
January 8, 2004 - April 13, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
January 31, 2002 - September 6, 2002
MELVIN SPECIALISTS, L.L.C.
October 12, 2000 - December 31, 2001
SERVICE ASSET MANAGEMENT COMPANY
September 14, 1999 - December 15, 2000
PENSON FINANCIAL SERVICES, INC.
July 2, 1998 - January 13, 1999
WILSON-DAVIS & CO., INC.
June 22, 1992 - June 2, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/6/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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