Heidi L. Rowland

VOYA INVESTMENTS DISTRIBUTOR

NEW YORK, NY 10169

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CRD#: 2211758

Professional summary

Heidi Lynn Rowland, who also goes by Heidi Lynn Murphy, Heidi Rowland, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.

Heidi is registered as a RR (Registered Representative) and started their career in finance in 1996. Heidi has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Heidi Lynn Murphy | Heidi Rowland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental property/non-investment related/4676 Granger St., San Diego, CA 92107/Owner/June 2017/0 hours devoted to this business during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heidi Lynn Rowland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2022 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

Office #1: 200 Park Avenue, New York, NY 10169

CRD#: 37886

NEW YORK, NY

Past

September 30, 2022 - December 17, 2024

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

San Diego, CA

Past

July 21, 2010 - January 4, 2023

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA

CRD#: 149003

NEW YORK, NY

Past

April 1, 2010 - October 4, 2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

SAN DIEGO, CA

Past

April 5, 2004 - April 19, 2010

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

September 12, 1996 - January 3, 2011

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 104606

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 9/29/1994

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886 / SEC#: , 8-48020

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 10/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VOYA FUNDS SERVICES, LLC	SOLE SHAREHOLDER
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
POTESTA, TIFFANI ANNE	CEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION	4042592
WILLINGHAM, CATRINA	FINANCIAL OPERATIONS PRINCIPAL	7025979

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Heidi L. Rowland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heidi Lynn Rowland's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA INVESTMENT MANAGEMENT CO. LLC

ALLIANZ GLOBAL INVESTORS U.S. LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

NICHOLAS-APPLEGATE SECURITIES LLC

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/1996

Series 63

Date: 12/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2004

Series 2

Date: 9/29/1994

Series 24

Date: 1/10/2005

FINRA

Current Firm

VOYA INVESTMENTS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA INVESTMENTS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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