Nancy P. Mercado

ALTUS WEALTH GROUP

Colorado Springs, CO 80903

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CRD#: 2211709

Professional summary

Nancy Pizarro Mercado, CFP®, ChFC®, who also goes by Nancy Ann Pizarro, is a registered financial advisor currently at ALTUS WEALTH GROUP, LLC located in Colorado Springs, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Colorado Springs, Colorado.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Nancy has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Nancy Ann Pizarro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Altus Wealth Group, LLC-Investment related-See Registered Branch Office Location-Investments/Financial Planning-Managing Member through KDJP Holdings, LLC -5/2017-200 hrs/mth-130 during trading hrs-Portfolio management, advisory, financial management, day to day business operations. 2. PKSF-Investment related-80 State St, Albany, NY 12207-Fixed Insurance/annuities-Financial advisor-5/2017-3 hrs/mth-100% during trading hrs-Search and provide rates of fixed annuities as needed. 3. KDJP Holdings, LLC- 05/2017 See Registered Branch Office Location; HOLDING COMPANY; OWNER; 05/2017; 0 HOURS/MONTH; OWNER OF THE HOLDING COMPANY 4. Peep Ventures, LLC-03/11/2022; See Registered Branch Office Location; Managing Partner; 1 hour per month/0 hours during securities trading; Owner and operator of buildings for the purpose of renting to commercial entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Pizarro Mercado's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

ChFC^®

Chartered Financial Consultant

Experience

Current

May 22, 2017 - Present

ALTUS WEALTH GROUP, LLC

Office #1: 423 South Cascade Avenue, Colorado Springs, CO 80903

RIA

CRD#: 287848

Colorado Springs, CO

Current

May 19, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 423 S. Cascade, Colorado Springs, CO 80903

CRD#: 35747

Colorado Springs, CO

Past

June 1, 2009 - May 22, 2017

MORGAN STANLEY

RIA

CRD#: 149777

COLORADO SPRINGS, CO

Past

June 1, 2009 - May 22, 2017

MORGAN STANLEY

CRD#: 149777

COLORADO SPRINGS, CO

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

COLORADO SPRINGS, CO

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

COLORADO SPRINGS, CO

Past

January 1, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

COLORADO SPRINGS, CO

Past

March 18, 1992 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/19/2017)

California
(5/19/2017)

Colorado
(5/19/2017)

IAR

Colorado
(5/22/2017)

Delaware
(5/19/2017)

Florida
(5/19/2017)

Idaho
(11/2/2023)

Maryland
(5/19/2017)

Montana
(4/27/2023)

Nebraska
(11/8/2022)

New Mexico
(4/27/2023)

Pennsylvania
(11/2/2023)

Texas
(5/19/2017)

Virginia
(5/19/2017)

Wyoming
(5/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/11/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 8/24/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/16/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/19/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/16/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALTUS WEALTH GROUP, LLC

CRD#: 287848 / SEC#: 801-110511

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

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Contact information

Main Address

423 South Cascade Avenue, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 900-1295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	2,323
AUM (Assets Under Management)	$ 572,624,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Nancy P. Mercado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Pizarro Mercado's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALTUS WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2001

Series 63

Date: 3/23/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 9/11/2004

Series 31

Date: 8/24/1993

Series 7

Date: 3/16/1992

Series 10

Date: 4/19/2003

Series 9

Date: 12/16/2002

FINRA

Current Firm

ALTUS WEALTH GROUP, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTUS WEALTH GROUP, LLC

TRUST BUT VERIFY

Contact information

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