Aron L. Chazen
Professional summary
Aron L Chazen is a registered financial professional currently at TREASURY BROKERAGE located in Menlo Park, California.
Aron is registered as a RR (Registered Representative) and started their career in finance in 1993. Aron has worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aron L Chazen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2006 - Present
TREASURY BROKERAGE
Office #1: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025Office #2: 648 Menlo Avenue Suite 2, Menlo Park, CA 94025January 1, 2005 - April 5, 2006
JPMORGAN DISTRIBUTION SERVICES, INC.
June 15, 2001 - January 1, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 30, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
February 21, 1995 - July 25, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
September 16, 1994 - February 8, 1995
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 24, 1993 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
February 18, 1993 - September 16, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2006)
(1/19/2012)
(8/29/2019)
(11/7/2006)
Exams
FINRA
Current Firm
TREASURY BROKERAGE
CRD#: 140855 / SEC#: , 8-67345
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TREASURY HOLDINGS LLC | PARENT COMPANY | |
| CHAZEN, ARON L | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 2211603 |
| CHAZEN, ARON L | COMPLIANCE OFFICER | 2211603 |
| KAMINSKI, CHRISTOPHER JOHN | MANAGING MEMBER | 2585962 |
| MOYE, CELESTE WILLAT | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 6566618 |
| MOYE, CELESTE WILLAT | FINANCIAL OPERATIONS PRINCIPAL | 6566618 |
Red Flags
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Company Information
TREASURY BROKERAGE
CRD#: 140855Menlo Park, CA 94025TRUST BUT VERIFY
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