PK
Patrick J. Kellachan
TRUIST SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 2211512
PK
Professional summary
Patrick John Kellachan, who also goes by Pat Kellachan, is a registered financial professional currently at TRUIST SECURITIES, INC. located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1992. Patrick has worked at 12 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Pat Kellachan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Kellachan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2012 - Present
TRUIST SECURITIES, INC.
Office #1: 50 Hudson Yards Fl 69 & 70, New York, NY 10001BD
CRD#: 6271
NEW YORK, NY
Past
October 20, 2011 - June 15, 2012
B. RILEY & CO., LLC
BD
CRD#: 40355
NEW YORK, NY
Past
January 7, 2009 - October 12, 2011
MERRIMAN CAPITAL, INC.
BD
CRD#: 18296
NEW YORK, NY
Past
November 10, 2008 - December 26, 2008
WJB CAPITAL GROUP, INC.
BD
CRD#: 37334
NEW YORK, NY
Past
September 2, 2005 - October 24, 2008
KELLEHER FINANCIAL ADVISORS, LLC
RIA
CRD#: 126021
NEW YORK, NY
Past
July 15, 2005 - October 24, 2008
WALL STREET ACCESS
BD
CRD#: 10012
NEW YORK, NY
Past
April 19, 2004 - June 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PHILADELPHIA, PA
Past
April 1, 2004 - June 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 24, 2002 - March 9, 2004
BURLINGTON CAPITAL MARKETS INC.
BD
CRD#: 26991
NEW YORK, NY
Past
November 23, 1993 - April 21, 1997
MORGAN STANLEY MARKET PRODUCTS INC.
BD
CRD#: 19794
NEW YORK, NY
Past
August 30, 1993 - April 23, 2002
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
March 19, 1993 - June 22, 1993
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
July 21, 1992 - January 12, 1993
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2012)
RR
Alaska(7/3/2012)
RR
Arizona(7/3/2012)
RR
Arkansas(7/3/2012)
RR
California(7/3/2012)
RR
Colorado(7/3/2012)
RR
Connecticut(7/3/2012)
RR
Delaware(7/3/2012)
RR
District of Columbia(7/3/2012)
RR
Florida(7/3/2012)
RR
Georgia(7/3/2012)
RR
Hawaii(7/3/2012)
RR
Idaho(7/3/2012)
RR
Illinois(7/3/2012)
RR
Indiana(7/3/2012)
RR
Iowa(7/3/2012)
RR
Kansas(7/3/2012)
RR
Kentucky(7/3/2012)
RR
Louisiana(7/3/2012)
RR
Maine(7/3/2012)
RR
Maryland(7/3/2012)
RR
Massachusetts(7/3/2012)
RR
Michigan(7/3/2012)
RR
Minnesota(7/3/2012)
RR
Mississippi(7/3/2012)
RR
Missouri(7/3/2012)
RR
Montana(7/3/2012)
RR
Nebraska(7/3/2012)
RR
Nevada(7/3/2012)
RR
New Hampshire(7/3/2012)
RR
New Jersey(7/3/2012)
RR
New Mexico(7/3/2012)
RR
New York(7/3/2012)
RR
North Carolina(7/3/2012)
RR
North Dakota(7/3/2012)
RR
Ohio(7/3/2012)
RR
Oklahoma(7/3/2012)
RR
Oregon(7/3/2012)
RR
Pennsylvania(7/3/2012)
RR
Puerto Rico(7/3/2012)
RR
Rhode Island(7/3/2012)
RR
South Carolina(7/3/2012)
RR
South Dakota(7/3/2012)
RR
Tennessee(7/3/2012)
RR
Texas(7/3/2012)
RR
Utah(7/3/2012)
RR
Vermont(7/3/2012)
RR
Virginia(7/3/2012)
RR
Washington(7/3/2012)
RR
West Virginia(7/3/2012)
RR
Wisconsin(7/3/2012)
RR
Wyoming(7/3/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/3/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
CRD#: 6271 / SEC#: , 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
