JT
James R. Twiford
BROOKLINE INVESTMENTS
Birmingham, AL 35223
Some features on this profile are disabled
CRD#: 2210271
JT
Professional summary
James Rainer Twiford, who also goes by J Rainer Twiford, is a registered financial advisor currently at BROOKLINE INVESTMENTS, INC. located in Birmingham, Alabama and CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Rainer Twiford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Castle Hill Capital Partners; Investment-related; Registered Representative. (2) Brookline Financial Partners, Inc., CEO, 100% Direct Owner; Non-Investment-related; Holding Company (owner of Brookline Investments, Inc.). Member of the managing member of several private funds in which Brookline Investments, Inc. is the investment adviser, including those where Brookline Financial Partners, Inc. has an ownership interest in the managing member: (3) Brookline Investments, Inc. (Manager of Brookline Value Investment Fund, LLC); Investment-related; select, evaluate, monitor investments. (4) Brookline Group LLC; non-Investment related; Holding Company; no business hours; may receive income through profits of the company; pro-rata owner (50%). Member of the managing member of several private funds in which Brookline Investments, Inc. is the investment adviser, including those where Brookline Group, or Rainer Twiford personally, has an ownership interest in the managing member: (5) Member of Camp One Ventures Fund A Manager, LLC (manager of Camp One Ventures LLC (Fund A)); (6) Member of Camp One Ventures Fund B Manager, LLC, (7) Member of GH Pay Manager, LLC; and (8) Member of Wuhn MM II, LLC; (each a manager of Camp One Ventures LLC (Fund B)); (9) Member of Camp One Ventures Fund C Manager, LLC (manager of Camp One Ventures LLC (Fund C)); and (10) Member of Camp One Ventures Fund D Manager, LLC (manager of Camp One Ventures LLC (Fund D)); all Investment-related; select, evaluate, monitor investments. (11) Member of Brookline Special Situations Fund Manager, LLC (Manager of Brookline Special Situations Fund, LLC); Investment-related; select, evaluate, monitor investments. (12) Member of Brookline SPV Manager LLC, (13) Member of SPV Avava Manager, LLC, (14) Member of Brookline SPV Series G Manager, LLC and (15) Member of Brookline SPV Series H Manager, LLC (each a Manager of Brookline SPV, LLC); all Investment-related; select, evaluate, monitor investments. (16) McRae Farms Trust; Member of Advisory Committee; Non-Investment Related; non-Investment Related; will not begin this activity until the death of Dr. McRae - currently no duties; part of a three-member committee that is responsible for overseeing the activities of the trustees. In this capacity I will receive no compensation and have no authority over the assets or investments of the trust. (17) Angel Cakie, LLC; non-Investment Related; Holding Company (for family assets).
CRS (Client Relationship Summary) - RIA
Click below to view James Rainer Twiford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2000 - Present
BROOKLINE INVESTMENTS, INC.
Office #1: 2830 Cahaba Road Suite 100, Birmingham, AL 35223RIA
CRD#: 109239
Birmingham, AL
Current
May 22, 2020 - Present
CASTLE HILL CAPITAL PARTNERS, INC.
Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017BD
CRD#: 44131
New York, NY
Past
January 26, 2011 - December 20, 2018
BROOKLINE GROUP, LLC
BD
CRD#: 153587
BIRMINGHAM, AL
Past
April 20, 2010 - January 20, 2011
COLTIN SECURITIES, LLC
BD
CRD#: 149674
BIRMINGHAM, AL
Past
December 11, 1997 - July 23, 2008
NBC SECURITIES, INC.
BD
CRD#: 17870
BIRMINGHAM, AL
Past
August 24, 1995 - November 19, 1997
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
February 25, 1993 - August 28, 1995
PROGRESSIVE CAPITAL SECURITIES CORPORATION
BD
CRD#: 14946
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BROOKLINE INVESTMENTS, INC.
BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC
CRD#: 109239 / SEC#: 801-57057
RIA
Registered Investment Advisory firm - (12/16/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(3/8/2000)
RR
Alabama(6/11/2020)
IAR
Arkansas(10/29/2020)
IAR
Colorado(10/21/2020)
RR
Georgia(10/27/2020)
IAR
Georgia(11/12/2020)
RR
Mississippi(10/15/2020)
IAR
Mississippi(10/21/2020)
RR
Montana(10/17/2023)
RR
New York(6/29/2020)
RR
Tennessee(6/17/2020)
RR
Texas(6/4/2020)
IAR
Texas(10/21/2020)
IAR
Washington(10/20/2020)
RR
Washington(10/26/2020)
IAR
Wisconsin(10/22/2020)
RR
Wisconsin(10/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BROOKLINE INVESTMENTS, INC.
BROOKLINE INVESTMENTS, INC. | CAPITAL STRATEGIES ADVISORS, INC
CRD#: 109239 / SEC#: 801-57057
RIA
Registered Investment Advisory firm - (12/16/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2830 Cahaba Road Suite 100, Birmingham, AL 35223
Mailing Address
Phone number
(205) 263-2332
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 402,561,729 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKLINE INVESTMENTS, INC.
CRD#: 109239Birmingham, AL 35223TRUST BUT VERIFY
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Contact information
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