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Hubert Eugene Bishop

HAZARD & SIEGEL
DEWITT, NY
·CRD# 22100·36 years experience

Professional Summary

Hubert Eugene Bishop, who also goes by Hubert Eugene Bishop Jr, is a registered financial advisor currently at HAZARD & SIEGEL, INC. located in Dewitt, New York. Hubert is registered as a RR (Registered Representative) and started their career in finance in 1990. Hubert has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hubert Eugene Bishop Jr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

HAZARD & SIEGEL, INC.·CRD# 2048
BD
5793 Widewaters Parkway, Dewitt, NY 13214
December 21, 2017 - Present
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Easley, SC
July 6, 2009 - December 19, 2017
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Easley, SC
August 22, 2008 - April 17, 2009
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Easley, SC
January 31, 1995 - March 20, 2008
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
August 10, 1992 - December 31, 1993
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.·CRD# 24220
BD
Greenwood Village, CO
May 25, 1990 - January 11, 1995

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Current Firm

H&
HAZARD & SIEGEL, INC.

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: 8-13942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone Number

(315) 414-0722

Established

New York since 06/15/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOSEPH, ALEXANDER SOTIR JRCHIEF EXECUTIVE OFFICER1092307
MULLEN, DAVID MARKPRESIDENT/CHIEF COMPLIANCE OFFICER1327419

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
South Carolina
(12/21/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1990About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Hubert Eugene Bishop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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