Emanuel Weintraub
Professional summary
Emanuel Weintraub, who also goes by Manny Weintraub, is a registered financial advisor currently at CANNELL & SPEARS LLC located in New York, New York.
Emanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Emanuel has worked at 4 firms and has passed the Series 63, Series 7, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Emanuel Weintraub's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2021 - Present
CANNELL & SPEARS LLC
Office #1: 535 Madison Avenue 14th Floor, New York, NY 10022November 4, 2003 - March 24, 2004
NORTHEAST SECURITIES, LLC
April 2, 2003 - November 6, 2003
NEUBERGER BERMAN BD LLC
June 30, 1998 - November 6, 2003
NEUBERGER BERMAN BD LLC
February 24, 1992 - June 11, 1998
SHELBY CULLOM DAVIS & CO., L.P.
Primary Firm SEC Registration
CANNELL & SPEARS LLC
CRD#: 142633 / SEC#: 801-67401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2021)
Exams
Series 8
Date: 10/28/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CANNELL & SPEARS LLC
CRD#: 142633 / SEC#: 801-67401
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,486 |
| AUM (Assets Under Management) | $ 6,316,371,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 03/13/2025 | ||
| 05/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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