Gonzalo Acevedo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gonzalo Acevedo III, who also goes by Gonzalo A Acevedo III, was a registered financial professional .
Gonzalo is a previously registered financial professional and started their career in finance in 1992. Gonzalo had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2024 - September 5, 2024
BNY MELLON SECURITIES CORPORATION
January 7, 2022 - April 1, 2022
SAFRA SECURITIES LLC
April 16, 2018 - May 3, 2019
BRADESCO GLOBAL ADVISORS
March 16, 2018 - February 21, 2021
BRADESCO INVESTMENTS INC.
April 4, 2016 - August 10, 2017
ALLIANCEBERNSTEIN L.P.
June 16, 2015 - August 10, 2017
SANFORD C. BERNSTEIN & CO., LLC
May 16, 2014 - March 9, 2015
BCI SECURITIES, INC.
August 26, 2010 - March 29, 2012
TRUIST INVESTMENT SERVICES, INC.
August 6, 2010 - March 29, 2012
TRUIST INVESTMENT SERVICES, INC.
November 28, 2007 - May 20, 2010
HSBC SECURITIES (USA) INC.
July 22, 2005 - May 20, 2010
HSBC SECURITIES (USA) INC.
February 14, 2003 - July 5, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 2, 2001 - July 5, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 9, 2001 - June 11, 2001
ABN AMRO INCORPORATED
December 3, 1999 - August 10, 2001
LASALLE FINANCIAL SERVICES, INC.
October 23, 1995 - November 29, 1999
CITICORP INVESTMENT SERVICES
June 1, 1993 - September 19, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 22, 1992 - May 21, 1993
CIC CAPITAL
Primary Firm SEC Registration
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY MELLON INVESTMENT ADVISER, INC. | DIRECT OWNER | |
| BRADLE, KENNETH JAMES | PRESIDENT AND DIRECTOR | 1827956 |
| DIPETRILLO, DAVID JOHN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4904926 |
| MARQUIT, HAL ROBERT | ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL | 1530120 |
| OSAVAGE, JACK EDWARD | CHIEF TECHNOLOGY OFFICER | 8186430 |
| PAPADOULIS, IRENE DESPINA | EXECTUVE VICE PRESIDENT AND DIRECTOR | 733025 |
| PASQUALE, GREGORY JOHN | CHIEF FINANCIAL OFFICER & TREASURER & FINOP | 6562167 |
| PIGOTT, JOSEPH E | CHIEF RISK OFFICER | 6619448 |
| ROBINSON, SCOTT JARED | CHIEF LEGAL OFFICER | 5396859 |
| SACCONE, ROBERT BRIAN | CHIEF COMPLIANCE OFFICER (BROKERDEALER) | 1114349 |
| SQUILLACE, JOHN | CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS) | 5504616 |
Regulatory assets under management
| Total Number of Accounts | 3,823 |
| AUM (Assets Under Management) | $ 7,139,421,698 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/28/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
