John M. Crocevera

VIRTUS INVESTMENT ADVISERS

NEW YORK, NY 10009

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CRD#: 2209895

Professional summary

John Martin Crocevera is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in New York, New York and VP DISTRIBUTORS LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Martin Crocevera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2021 - Present

VIRTUS INVESTMENT ADVISERS, LLC

Office #1: 1301 Avenue Of The Americas 14th Floor, New York, NY 10009

RIA

CRD#: 106982

NEW YORK, NY

Current

February 9, 2021 - Present

VP DISTRIBUTORS LLC

Office #1: 1301 Avenue Of The Americas 14th Floor, New York, NY 10019

CRD#: 3036

NEW YORK, NY

Past

December 3, 2015 - February 1, 2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

July 8, 2014 - September 16, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

NEW YORK, NY

Past

August 16, 2010 - January 24, 2014

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

July 14, 2009 - August 4, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

GARDEN CITY, NY

Past

July 14, 2009 - August 4, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

GARDEN CITY, NY

Past

July 1, 2009 - August 4, 2010

TD AMERITRADE, INC.

CRD#: 7870

GARDEN CITY, NY

Past

August 17, 2005 - August 1, 2008

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

July 2, 1997 - August 8, 2005

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

October 21, 1992 - June 9, 1997

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

September 29, 1992 - October 26, 1992

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

July 22, 1992 - September 25, 1992

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 24, 1992 - July 21, 1992

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(2/10/2021)

Kentucky
(4/1/2024)

Maine
(3/15/2021)

Massachusetts
(3/15/2021)

New Hampshire
(3/15/2021)

New York
(2/9/2021)

Ohio
(3/15/2021)

Vermont
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/15/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Crocevera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Martin Crocevera's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

ALPS DISTRIBUTORS, INC.

NOMURA SECURITIES INTERNATIONAL, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

COHEN & STEERS SECURITIES, LLC

BNY MELLON SECURITIES CORPORATION

GKN SECURITIES CORP.

CORTLANDT CAPITAL CORPORATION

GRUNTAL & CO., L.L.C.

GKN SECURITIES CORP.

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2009

Series 63

Date: 4/20/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/23/1992

Series 24

Date: 9/15/2004

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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