Allison P. Donaldson

HTG INVESTMENT ADVISORS

New Canaan, CT 06840

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CRD#: 2209598

Professional summary

Allison Pykett Donaldson, CFP®, who also goes by Alison Jean Pykett, Allison Jean Pykett, is a registered financial advisor currently at HTG INVESTMENT ADVISORS INC located in New Canaan, Connecticut.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Allison has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alison Jean Pykett | Allison Jean Pykett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Pykett Donaldson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 28, 2014 - Present

HTG INVESTMENT ADVISORS INC

Office #1: 50 Locust Avenue, New Canaan, CT 06840

RIA

CRD#: 108614

New Canaan, CT

Past

September 17, 1996 - November 16, 1999

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

Past

January 26, 1993 - September 9, 1996

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HTG INVESTMENT ADVISORS INC

CRD#: 108614 / SEC#: 801-55553

RIA

Registered Investment Advisory firm - (5/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/1993

General Securities Representative Examination

Current Firm

HTG INVESTMENT ADVISORS INC

CRD#: 108614 / SEC#: 801-55553

RIA

Registered Investment Advisory firm - (5/14/1998 Approved)

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Contact information

Main Address

50 Locust Avenue, New Canaan, CT 06840

Mailing Address

Phone number

(203) 972-8262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HTG INVESTMENT ADVISORS INC FORM ADV PART 2A DISCLOSURE BROCHURE AND PART 2B BROCHURE SUPPLEMENT (7/2/2025)

Regulatory assets under management

Total Number of Accounts	1,411
AUM (Assets Under Management)	$ 968,660,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allison P. Donaldson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Pykett Donaldson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HTG INVESTMENT ADVISORS INC

NEUBERGER BERMAN MANAGEMENT LLC

NEUBERGER BERMAN BD LLC

Primary Firm SEC Registration

HTG INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2014

Series 63

Date: 2/18/1993

Series 7

Date: 1/22/1993

Current Firm

HTG INVESTMENT ADVISORS INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HTG INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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