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Eric Lasky

DAVID LERNER ASSOCIATES
BOCA RATON, FL
·CRD# 2209472·34 years experience

Professional Summary

Eric Lasky, who also goes by Eric Bruce Lasky, is a registered financial advisor currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida. Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Bruce Lasky

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

DAVID LERNER ASSOCIATES, INC.·CRD# 5397
BD
568 Yamato Rd., Boca Raton, FL 33431
April 30, 2024 - Present
R. F. LAFFERTY & CO., INC.·CRD# 2498
BD
New York, NY
September 8, 2016 - February 11, 2021
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
August 16, 2016 - September 9, 2016
ASCENDIANT CAPITAL MARKETS, LLC·CRD# 152912
BD
Jupiter, FL
October 7, 2011 - August 15, 2016
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
March 7, 2011 - September 20, 2011
SSC NY CORP.·CRD# 29804
BD
New York, NY
December 13, 2010 - March 15, 2011
R. F. LAFFERTY & CO., INC.·CRD# 2498
BD
New York, NY
December 3, 2003 - November 16, 2010
NBGI SECURITIES INC.·CRD# 104322
BD
New York, NY
July 22, 2003 - December 3, 2003
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
May 15, 2002 - August 19, 2003
CREATION CAPITAL LLC·CRD# 113912
BD
Syosset, NY
February 4, 2002 - May 21, 2002
EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
Melville, NY
July 25, 2001 - February 11, 2002
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
September 12, 1995 - July 20, 2001
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
August 31, 1992 - May 16, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 5, 1992 - July 28, 1992

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Current Firm

DAVID LERNER ASSOCIATES, INC.
DAVID LERNER ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397 / SEC#: 8-20746
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006

Mailing Address

477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006

Phone Number

(516) 921-4200

Established

New York since 11/06/1975

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LERNER, DAVIDSHAREHOLDER307120
SANTOS, ERIKA VALERIAFINOP6218921
WALCOE, MARTIN KEVINPRESIDENT1593935
WARD, RICHARD ACHIEF COMPLIANCE OFFICER2492064

Disclosures

Regulatory Event

23

Arbitration

19

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/1/2024)
RR
Georgia
(8/26/2024)
RR
New Jersey
(8/26/2024)
RR
New York
(7/12/2024)
RR
Pennsylvania
(10/15/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Lasky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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