Ira B. Marshall

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CRD#: 2209275

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ira Bruce Marshall, who also goes by Ira Marshall, was a registered financial professional .

Ira is a previously registered financial professional and started their career in finance in 2018. Ira had worked at 1 firm and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Ira Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business is the same as my Investment Advisory practice. Specifically, Ira B. Marshall, Registered Investment Advisor (RIA), business, financial, and insurance planning at 2150 Lilac Lane, Morgan Hill, CA 95037. These other business activities are not investment or securities related. The nature of the other business and/or activities primarily include, but are not limited to, life insurance planning; health, disability, long term care insurance; Medicare Supplement & Medicare Advantage HMO plans; Medicare Prescription Drug Plans; fixed and indexed annuities. Additionally, the Advisor, Ira B. Marshall, conducts business as both an individual agent, and on occasion as a General Agent/MGA. Ira Marshall is licensed as a California Life and Health Insurance agent. Mr. Marshall is involved in the design and production of educational and motivational courses that include, but are not limited to: Platform and Motivational Speaker; Non-Financial Goal Mapping Workshops and Retreats; Educational and Life Planning Seminars; Continuing Education Programs. The Advisor does also engage in business planning services, loan packaging; and developing bank relationships. The start date for other business activities began in 1982 to present. The number of hours per month devoted to other business/activities is approximately 65 hours per month. The number of hours devoted to other business/activities during securities trading hours is approximately 40 hours per month. The duties of Advisor, Ira B. Marshall, as it relates to other business activities is to design, manage, plan, and develop viable learning programs focused on Success and Achievement. This effort is developed to provide a long lasting and functional life planning model that moves the client forward towards permanent life achievement. Mr. Marshall is the Managing Director and is solely responsible for the design and implementation of all programs and activities offered to the corporate community and public-at-large.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 23, 2018 - August 9, 2023

IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING

RIA

CRD#: 134907

MORGAN HILL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 2

Date: 9/11/1992

Non-Member General Securities Examination

Current Firm

IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING

IRA B. MARSHALL BUSINESS FINANCIAL AND INSURANCE SERVICES | MARSHALL, IRA BRUCE | IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING | IRA B. MARSHALL BUSINESS, FINANCIAL AND INSURANCE SERVICES

CRD#: 134907 / SEC#:

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Contact information

Main Address

Morgan Hill, CA

Mailing Address

Phone number

(408) 779-4049

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Ira B. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING

State Registrations and Notice Filings

Exams

Series 2

Date: 9/11/1992

Current Firm

IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING

Contact information

Documents

Red Flags

Company Information

IRA B. MARSHALL REG. INV. ADV. (RIA) BUS. FIN. AND INS. PLANNING

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