Elizabeth G. Anderson

CETERA INVESTMENT ADVISERS LLC | President, Concourse Financial Group Securities

HOMEWOOD, AL 35203

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CRD#: 2209248

Professional summary

Elizabeth Giltz Anderson, CIMA®, who also goes by Elizabeth Glitz Anderson, Libet Anderson, Elizabeth Giltz Anderson, Elizabeth Giltz, Elizabeth Susan Leeds, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Homewood, Alabama and CETERA WEALTH SERVICES, LLC located in Homewood, Alabama.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Elizabeth has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Glitz Anderson | Libet Anderson | Elizabeth Giltz Anderson | Elizabeth Giltz | Elizabeth Susan Leeds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL SERVICES INSTITUTE (FSI); Investment Related; 1201 Pennsylvania Avenue NW, Ste 700, Washington, DC 20004; Board Member; Board Member; Start Date 01/2023; 5 hours per month with no hours per month occurring during trading hours; Newly appointed board member supporting the institute's mission to promote the financial services industry, specifically the independent contractor model. >> 2) INVESTMENT & WEALTH INSTITUTE; Non-Investment Related; 5619 DTC Parkway, Suite 500, Greenwood Village CO 80111; Professional Association; Board Member; Start Date 01/2018; 10 hours per month with no hours per month occurring during trading hours; Support efforts of Institute to promote CIMA, CPWA and RMA designations. >> 3) FRESHWATER LAND TRUST; Non-Investment Related; Organization; Board Member; 2308 1st Avenue North, Birmingham, AL 35203; Start Date 01/2021; 4 hours per month with no hours per month during trading hours; My board member duties do not include fund-raising - the role is more consultative in nature. 4) NAME OF OTHER BUSINESS: THE FRANKLIN BUILDING HOA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION BOARD; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DECISIONS REGARDING OUR BUILDING. OVERSEE BUDGET, NO ACCESS TO FUNDS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Giltz Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2820 Central Avenue, Homewood, AL 35203

RIA

CRD#: 105644

HOMEWOOD, AL

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2820 Central Avenue, Homewood, AL 35203Office #2: 2820 Central Avenue, Homewood, AL 35203

CRD#: 13572

HOMEWOOD, AL

Current

May 23, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2820 Central Avenue, Homewood, AL 35203

CRD#: 15340

HOMEWOOD, AL

Current

May 23, 2025 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 2820 Central Avenue, Homewood, AL 35203

CRD#: 10358

HOMEWOOD, AL

Current

May 23, 2025 - Present

CETERA ADVISORS LLC

Office #1: 2820 Central Avenue, Homewood, AL 35203

CRD#: 10299

HOMEWOOD, AL

Past

May 23, 2025 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

HOMEWOOD, AL

Past

July 7, 2016 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Birmingham, AL

Past

July 7, 2016 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Birmingham, AL

Past

April 11, 2016 - July 6, 2016

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

April 6, 2016 - July 6, 2016

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 8, 2015 - March 31, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BIRMINGHAM, AL

Past

June 29, 2007 - March 31, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

June 29, 2007 - March 31, 2016

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

April 20, 2006 - June 13, 2007

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

November 9, 2005 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

November 9, 2005 - June 13, 2007

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

September 26, 2005 - October 18, 2005

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

February 18, 2005 - September 26, 2005

AMSOUTH ASSET MANAGEMENT, INC.

RIA

CRD#: 111554

BIRMINGHAM, AL

Past

July 10, 2003 - February 18, 2005

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

July 11, 2002 - September 19, 2003

AMSOUTH INVESTMENT SERVICES, INC.

RIA

CRD#: 15692

BIRMINGHAM, AL

Past

July 11, 2002 - October 17, 2005

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

January 25, 2001 - July 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BIRMIGHAM, AL

Past

October 11, 2000 - July 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 7, 1992 - August 28, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/20/2025)

IAR

Alabama
(2/20/2025)

Texas
(2/20/2025)

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2020

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/19/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Elizabeth G. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Giltz Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

AVANTAX INVESTMENT SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

EDWARD JONES

EDWARD JONES

STIFEL, NICOLAUS & COMPANY, INCORPORATED

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

AMSOUTH ASSET MANAGEMENT, INC.

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

AMSOUTH INVESTMENT SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2000

Series 63

Date: 2/6/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2000

Series 6

Date: 2/6/1992

Series 24

Date: 7/17/2020

Series 26

Date: 2/19/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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