TH
Tracey C. Higginbotham
LATITUDE ADVISORS
COCOA, FL 32926
Some features on this profile are disabled
CRD#: 2209217
TH
Professional summary
Tracey Collins Higginbotham, who also goes by Tracey C Hicks, Tracey Collins Hicks, Tracey C Higginbotham, Trazey Collins Higginbotham, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Cocoa, Florida and GWN SECURITIES INC. located in Cocoa, Florida.
Tracey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Tracey has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracey C Hicks | Tracey Collins Hicks | Tracey C Higginbotham | Trazey Collins Higginbotham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 --1981 TO PRESENT - HIGGINBOTHAM COMPANIES, INC. ADDRESS 3790 NORTH HIGHWAY 1, , FL 32926; NOT INVESTMENT RELATED;TAX & ACCOUNTING PRACTICE; TITLE-PRESIDENT; DUTIES-HANDLE ALL ASPECTS OF THE BUSINESS; TIME SPENT-60%; COMPENSATED BY SALARY & DIVIDENDS; NO OTHER PRINCIPALS. 2 - 08/2006 TO PRESENT - HIGGINBOTHAM FINANCIAL SERVICES Is Investment Related, DBA, Registered Representative and Investment Advisor, Owner, 25 hours per month, 5 hours per month during trading hours, Address 3790 North Highway 1, Cocoa, Fl. 32926 Other Compensation, "Fee based and commission based conducting advisory activities including buying and selling of securities, selling variable insurance annuity products, and managing portfolios." 3 -- 02/2008 TO PRESENT-HIGGINBOTHAM REAL PROPERTIES LLC 3790 NORTH HIGHWAY 1, COCOA, FL 32926;TITLE-MANAGER;DUTIES-PREPARE & MANAGE RENTAL CONTRACTS;TIME SPENT-30%; COMPENSATED BY NET PROFIT 4 -- 02/2008 TO PRESENT-HIGGINBOTHAM QUIET STORAGE LLC 3790 NORTH HIGHWAY 1, COCOA,FL 32926; TITLE-OWNER;DUTIES-(EVERYTHING)QUIET STORAGE OF RV'S & RENTALS;TIME SPENT-5%;COMPENSATED BY NET PROFIT 5 -- 12/09 TO PRESENT LATITUDE ADVISORS, LLC, IA REP, INVESTMENT ADVISORY SERVICES, COMPENSATED BY FEES, 10% ADDRESS 3790 NORTH HIGHWAY 1, COCOA, FL. 32926 6 - 08/01/1991 TO PRESENT -TRACEY C HIGGINBOTHAM EA POSITION: OWNER NATURE: ACCOUNTING, TAX, AND FAMILY ADVISOR AND PREPARER OF NEEDED DOCUMENTS. INVESTMENT RELATED: NO HOURS: 45 INVESTMENT RELATED HOURS: 45 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: PREPARATION OF STATE AND FEDERAL TAX FORMS, BOOKKEEPING, PREPARE FINANCIAL STATEMENTS, REPRESENTATIVE FOR CLIENTS WITH GOVERNMENT ENTITIES, ASSIST WITH ESTATE PLANNING, PROVIDE FAMILY ADVISORY REQUIREMENTS, AND FILE ENTITY DOCUMENTS WITH GOVERNMENT OFFICES. 7 - 05/25/2006 TO PRESENT - HIGGINBOTHAM INSURANCE AGENCY POSITION: AGENT NATURE: PROVIDING INSURANCE PROTECTION TO BUSINESSES AND INDIVIDUALS. INVESTMENT RELATED: YES HOURS: 15 INVESTMENT RELATED HOURS: 15 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: RECOMMENDING AND BEING A PRODUCER OF LIFE, HEALTH, VARIABLE ANNUITIES, FIXED ANNUITIES, LONG TERM CARE, AND DISABILITY INSURANCE POLICIES FOR LICENSED INSURANCE PROVIDERS IN FLORIDA AND LIFE AND HEALTH INSURANCE POLICIES IN GEORGIA. 8 - 08/01/1994 TO PRESENT - NOTARY PUBLIC POSITION: Notary Public NATURE: Witnessing someone's signature INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, Cocoa FL 32926 DESCRIPTION: I review a document for completion verify individual identity witness their signature sign the document myself and stamp my notary seal on the document 9 - 01/15/2024 TO PRESENT - Higginbotham Financial Services, Inc. Is Investment Related, Investment and Insurance activities, "President, Treasurer, Secretary", 100 hours per month, 30 hours per month during trading hours, Address: 3790 North Highway 1, Cocoa, Fl. 32926 Commission Compensation," Investment recommendations, retirement and estate planning, executing investment transactions, and insurance product servicing." 10 - 01/15/2024 TO PRESENT - HIGGINBOTHAM-BALDEON ENROLLED AGENTS, INC. POSITION: VICE PRESIDENT: 100 HOURS ACCOUNTING, TAX, AND FAMILY ADVISOR AND PREPARER OF NEEDED DOCUMENTS. INVESTMENT RELATED: NO ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: PREPARATION OF STATE AND FEDERAL TAX FORMS, BOOKKEEPING, PREPARE FINANCIAL STATEMENTS, REPRESENTATIVE FOR CLIENTS WITH GOVERNMENT ENTITIES, ASSIST WITH ESTATE PLANNING, PROVIDE FAMILY ADVISORY REQUIREMENTS, AND FILE ENTITY DOCUMENTS WITH GOVERNMENT OFFICES. 11 - HIGGINBOTHAM GROUND CREW LLC, Is Not Investment Related, "3790 N HIGHWAY 1, COCOA, FL, 32926, United States", OUTSIDE MAINTENANCE, MANAGER, 11/5/2025, 40 hours per month, 0 hours per month during trading hours, Other Compensation, SELF EMPLOYMENT
CRS (Client Relationship Summary) - RIA
Click below to view Tracey Collins Higginbotham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2010 - Present
LATITUDE ADVISORS, LLC
Office #1: 3790 N. Us 1, Cocoa, FL 32926RIA
CRD#: 151001
COCOA, FL
Current
December 15, 2009 - Present
GWN SECURITIES INC.
Office #1: 3790 N Highway 1, Cocoa, FL 32926RIA
BD
CRD#: 128929
COCOA, FL
Past
May 21, 2012 - November 30, 2022
GWN SECURITIES INC.
RIA
CRD#: 128929
PALM BEACH GARDENS, FL
Past
August 10, 2006 - December 15, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
COCOA, FL
Past
August 9, 2006 - December 15, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
COCOA, FL
Past
July 8, 2004 - August 26, 2006
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
COCOA, FL
Past
June 30, 2004 - August 26, 2006
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
COCOA, FL
Past
March 13, 2000 - October 29, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
RIA
CRD#: 105560
COCOA, FL
Past
September 18, 1995 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/31/2023)
RR
California(10/21/2020)
RR
Colorado(4/25/2014)
RR
Connecticut(6/20/2018)
RR
Delaware(1/11/2023)
RR
Florida(12/15/2009)
IAR
Florida(1/4/2010)
RR
Georgia(1/28/2013)
RR
Kentucky(1/7/2022)
RR
Maryland(4/8/2014)
RR
Massachusetts(7/13/2021)
RR
Michigan(10/18/2017)
RR
New York(9/1/2021)
RR
North Carolina(1/3/2017)
RR
North Dakota(5/18/2017)
RR
Oklahoma(2/16/2021)
RR
Pennsylvania(6/30/2022)
RR
South Carolina(5/25/2016)
RR
Texas(2/4/2019)
RR
Virginia(12/15/2009)
RR
Washington(5/18/2017)
RR
West Virginia(7/26/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LATITUDE ADVISORS, LLC
CRD#: 151001Cocoa, FL 32926TRUST BUT VERIFY
Monitor Tracey Higginbotham
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
