Nadim J. Nahas

NWK GROUP

San Francisco, CA 94111

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CRD#: 2209210

Professional summary

Nadim Joseph Nahas, AIF® is a registered financial advisor currently at NWK GROUP located in San Francisco, California.

Nadim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Nadim has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NWK GROUP- RIA- PARTNER 50% OWNERSHIP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nadim Joseph Nahas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 20, 2004 - Present

NWK GROUP

Office #1: 50 California Street Suite 1500, San Francisco, CA 94111

RIA

CRD#: 124186

San Francisco, CA

Past

August 19, 2002 - June 27, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SAN FRANCISCO, CA

Past

August 16, 2002 - August 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN FRANCISCO, CA

Past

August 4, 1998 - September 10, 2002

HOTOVEC, POMERANZ & CO., LLC

CRD#: 41178

SAN FRANCISCO, CA

Past

August 19, 1996 - July 28, 1998

RIDGEWAY HELMS SECURITIES CORPORATION

CRD#: 38743

SAN FRANCISCO, CA

Past

October 31, 1994 - August 14, 1996

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

July 31, 1993 - November 11, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 25, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 29, 1992 - February 2, 1993

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

CRD#: 16116

Past

February 27, 1992 - September 23, 1992

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/20/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/25/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/22/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/25/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/1997

General Securities Principal Examination

Current Firm

NWK GROUP

NWK GROUP | NWK GROUP, INC. | NWK GROUP

CRD#: 124186 / SEC#: 801-61649

RIA

Registered Investment Advisory firm - (12/16/2002 Approved)

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Contact information

Main Address

50 California Street Suite 1500, San Francisco, CA 94111

Mailing Address

Phone number

(415) 248-2700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWK GROUP_PART 2 A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 570,943,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nadim J. Nahas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nadim Joseph Nahas's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

HOTOVEC, POMERANZ & CO., LLC

RIDGEWAY HELMS SECURITIES CORPORATION

ROUND HILL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

Primary Firm SEC Registration

NWK GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/1999

Series 63

Date: 2/25/1992

Series 7

Date: 4/28/1992

Series 6

Date: 2/25/1992

Series 4

Date: 10/22/1997

Series 53

Date: 6/25/1997

Series 24

Date: 4/1/1997

Current Firm

NWK GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWK GROUP

TRUST BUT VERIFY

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