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VL

Vincent J. Leon

FORESIDE FINANCIAL SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2209207
VL
Vincent Jesus LeonFORESIDE FINANCIAL SERVICES

Professional summary

Vincent Jesus Leon, who also goes by VIcente Leon, Vinny Leon, Vicente Jesus Leon, Vince Leon, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Miami, Florida.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1993. Vincent has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 31 and Series 24 exams.

Aliases

Vicente Leon | Vinny Leon | Vicente Jesus Leon | Vince Leon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Jesus Leon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: Quest Workspaces 1395 Brickell Avenue, Suite 800, Miami, FL 33131
BD
CRD#: 148477
Miami, FL
Past

April 27, 2023 - March 27, 2026

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
Doral, FL
Past

April 27, 2023 - March 27, 2026

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

July 22, 2016 - December 7, 2022

THORNBURG INVESTMENT MANAGEMENT INC

RIA
CRD#: 106357
Doral, FL
Past

June 30, 2016 - December 7, 2022

THORNBURG SECURITIES LLC

BD
CRD#: 14857
Doral, FL
Past

July 15, 2013 - April 4, 2016

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

July 11, 2013 - April 4, 2016

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

October 4, 2012 - March 1, 2013

3D ASSET MANAGEMENT, INC.

RIA
CRD#: 139595
EAST HARTFORD, CT
Past

July 15, 2010 - April 4, 2012

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
NEW YORK, NY
Past

February 27, 2008 - May 20, 2010

GE INVESTMENT DISTRIBUTORS, INC

BD
CRD#: 32087
STAMFORD, CT
Past

December 19, 2005 - February 25, 2008

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

December 1, 2005 - February 25, 2008

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

September 15, 2005 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
STAMFORD, CT
Past

November 21, 2000 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 26, 1993 - March 23, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/16/2026)
RR
California
(7/16/2026)
RR
Connecticut
(7/16/2026)
RR
Delaware
(7/16/2026)
RR
Florida
(7/16/2026)
RR
Illinois
(7/16/2026)
RR
New Jersey
(7/16/2026)
RR
New York
(7/16/2026)
RR
Pennsylvania
(7/16/2026)
RR
Puerto Rico
(7/16/2026)
RR
Texas
(7/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 7/12/1993
Futures Managed Funds Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477Miami, FL 33131

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