VL
Vincent J. Leon
VOYA INVESTMENT MANAGEMENT CO. LLC
Doral, FL
Some features on this profile are disabled
CRD#: 2209207
VL
Professional summary
Vincent Jesus Leon, who also goes by VIcente Leon, Vinny Leon, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Doral, Florida and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Miami, Florida.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Vincent has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vicente Leon | Vinny Leon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Miami Offshore Consulting; No; Doral, FL; Consulting; Owner; December 2022 Miami Brickell INV 1802 LLC; Not investment related; 8448 NW 51st Terr Doral, FL 33166; Rental Property; Authorized Member; 08/09/2024 ; 4 hour per month; 0 hours per month during trading hours; The LLC will own one real estate property for rental purposes. West Kendall Inv 9461 LLC; Not investment related; 8448 NW 51st Terr Doral, FL 33166; Rental Property; Authorized Member; 08/09/2024 ; 4 hour per month; 0 hours per month during trading hours; The LLC will own one real estate property for rental purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Jesus Leon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2023 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
Doral, FL
Current
April 27, 2023 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: 1221brickell Ave Ste 900, Miami, FL 33131BD
CRD#: 37886
Miami, FL
Past
July 22, 2016 - December 7, 2022
THORNBURG INVESTMENT MANAGEMENT INC
RIA
CRD#: 106357
Doral, FL
Past
June 30, 2016 - December 7, 2022
THORNBURG SECURITIES LLC
BD
CRD#: 14857
Doral, FL
Past
July 15, 2013 - April 4, 2016
EATON VANCE MANAGEMENT
RIA
CRD#: 104859
BOSTON, MA
Past
July 11, 2013 - April 4, 2016
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
October 4, 2012 - March 1, 2013
3D ASSET MANAGEMENT, INC.
RIA
CRD#: 139595
EAST HARTFORD, CT
Past
July 15, 2010 - April 4, 2012
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
NEW YORK, NY
Past
February 27, 2008 - May 20, 2010
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Past
December 19, 2005 - February 25, 2008
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 1, 2005 - February 25, 2008
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
September 15, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STAMFORD, CT
Past
November 21, 2000 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 26, 1993 - March 23, 1994
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2023)
RR
Alaska(4/27/2023)
IAR
Alaska(5/16/2023)
RR
Arizona(4/27/2023)
IAR
Arizona(6/6/2023)
RR
Arkansas(4/27/2023)
RR
California(4/27/2023)
RR
Colorado(4/27/2023)
RR
Connecticut(4/27/2023)
RR
Delaware(4/27/2023)
IAR
Delaware(5/10/2023)
RR
District of Columbia(4/27/2023)
IAR
District of Columbia(5/16/2023)
RR
Florida(4/27/2023)
IAR
Florida(5/10/2023)
RR
Georgia(4/27/2023)
IAR
Georgia(5/1/2023)
RR
Hawaii(4/27/2023)
RR
Idaho(4/27/2023)
RR
Illinois(4/27/2023)
IAR
Illinois(3/14/2024)
RR
Indiana(4/27/2023)
IAR
Indiana(4/28/2023)
RR
Iowa(4/27/2023)
RR
Kansas(4/27/2023)
RR
Kentucky(4/27/2023)
IAR
Kentucky(4/28/2023)
RR
Louisiana(4/27/2023)
IAR
Louisiana(5/16/2023)
RR
Maine(4/27/2023)
IAR
Maine(4/28/2023)
RR
Maryland(4/27/2023)
RR
Massachusetts(4/27/2023)
RR
Michigan(4/27/2023)
RR
Minnesota(4/27/2023)
RR
Mississippi(4/27/2023)
RR
Missouri(4/27/2023)
RR
Montana(4/27/2023)
RR
Nebraska(4/27/2023)
RR
Nevada(4/27/2023)
RR
New Hampshire(4/27/2023)
RR
New Jersey(4/27/2023)
RR
New Mexico(4/27/2023)
IAR
New Mexico(5/10/2023)
RR
New York(4/27/2023)
IAR
New York(5/10/2023)
RR
North Carolina(4/27/2023)
RR
North Dakota(4/27/2023)
IAR
North Dakota(5/10/2023)
RR
Ohio(4/27/2023)
RR
Oklahoma(4/27/2023)
IAR
Oklahoma(5/10/2023)
RR
Oregon(4/27/2023)
RR
Pennsylvania(4/27/2023)
RR
Puerto Rico(4/27/2023)
RR
Rhode Island(4/27/2023)
IAR
Rhode Island(4/28/2023)
RR
South Carolina(4/27/2023)
IAR
South Carolina(5/15/2023)
RR
South Dakota(4/27/2023)
RR
Texas(4/27/2023)
IAR
Texas(4/27/2023)
RR
Utah(4/27/2023)
RR
Vermont(4/27/2023)
RR
Virgin Islands(4/27/2023)
RR
Virginia(4/27/2023)
IAR
Virginia(5/10/2023)
RR
Washington(4/27/2023)
RR
West Virginia(4/27/2023)
RR
Wisconsin(4/27/2023)
RR
Wyoming(4/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
