TG
Thomas J. Golonka
SILVERLAKE WEALTH MANAGEMENT LLC
Williston, VT 05495
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CRD#: 2209094
TG
Professional summary
Thomas Joseph Golonka, CFA, CFP®, who also goes by Tom Golonka, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Williston, Vermont.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Tom Golonka
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 FIXED INSURANCE. INVESTMENT RELATED BUSINESS. LOCATED 33 BLAIR PARK ROAD, SUITE 100, WILLISTON VT 05495. SELL AND SERVICE FIXED INSURANCE. TITLE IS INVESTMENT ADVISOR. STARTED 03/2020. 2 HRS/MO DEVOTED - 1 DURING TRADING. DUTIES ARE SALES AND SERVICE OF FIXED INSURANCE PRODUCTS. 2) SWM REALTY HOLDINGS, LLC. INVESTMENT RELATED BUSINESS. LOCATED AT 33 BLAIR PARK RD, SUITE 100, WILLISTON VT 05495. RENTAL REAL ESTATE. TITLE IS OWNER - 20%. STARTED 11/2011. 0 HRS/MO DEVOTED. DUTIES ARE RENTAL INCOME FROM SILVERLAKE WEALTH MANAGEMENT TO PAY MONTHLY OFFICE MORTGAGE. 3)SILVERLAKE WEALTH MANAGEMENT. INVESTMENT RELATED. LOCATED AT 33 BLAIR PARK RD, SUITE 100, WILLISTON VT 05495. RIA. TITLE IS MANAGING PARTNER. STARTED 10/2005. 160 HRS/MO DEVOTED - 6 DURING TRADING. DUTIES ARE PARTNER IS REGISTERED INVESTMENT ADVISORY FIRM, MANAGE CLIENT FUNDS HELD AT FIDELITY & SCHWAB IN ADVISORY RELATIONSHIP. 4) VERMONT PENSION INVESTMENT COMMITTEE. INVESTMENT RELATED. LOCATED AT 109 STATE STREET, MONTPELIER VT 05609. PENSION COMMITTEE FOR STATE TEACHERS, EMPLOYEES & MUNICIPAL FUNDS. TITLE IS BOARD CHAIR. STARTED 1/2016. 5 HRS.MO DEVOTED - 5 DURING TRADING. DUTIES ARE TO ORGANIZE MONTHLY MEETINGS AND ACT AS CHAIR OF COMMITTEE FOR PENSION FUND. ONE OF SEVEN MEMBERS ELECTED BY BOARD. 5)UVM HEALTHCARE. NOT INVESTMENT REALTED. LOCATED AT 462 SHELBURNE RD, BURLINGTON VT 05401. NON-PROFIT HOSPITAL BOARD NETWORK. TITLE IS BOARD MEMBER. STARTED 01/2020. 10 HRS/MO - 5 DURING TRADING. DUTIES ARE ONE OF 19 BOARD MEMBERS OF HOSPITAL NETWORK. 6) UVM HEALTH NETWORK - CENTRAL VERMONT MEDICAL CENTER. NOT INVESTMENT RELATED. LOCATED AT 130 FISHER RD., BERLIN VT 05602. COMMUNITY HOSPITAL - NON-PROFIT. TITLE IS BAORD CHAIR. STARTED 01/2015. 5 HRS/MO DEVOTED - 5 DURING TRADING. DUTIES ARE ONE OF 12 BOARD MEMBERS AT LOCAL COMMUNITY HOSPITAL. CVMC HOSPITAL IS PART OF THE UVM HEALTH NETWORK. 7) Montpeller Foundation. Not Investment Related. PO Box 363, Montpelier VT 05602. Board Member. Charitable Organization to benefit Montpelier VT. Start 1/1/2023. 2 hours per month not during trading. Board Member of non-profit. Assist with investment committee in management of endowment account.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Golonka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 6, 2017 - Present
SILVERLAKE WEALTH MANAGEMENT LLC
Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495RIA
CRD#: 165525
Williston, VT
Current
April 9, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 33 Blair Park Road, Suite 100, Williston, VT 05495BD
CRD#: 35747
Williston, VT
Past
December 10, 2012 - December 31, 2016
SILVERLAKE WEALTH MANAGEMENT LLC
RIA
CRD#: 165525
WILLISTON, VT
Past
December 6, 2012 - April 16, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WILLISTON, VT
Past
November 10, 2005 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MONTPELIER, VT
Past
October 7, 2005 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MONTPELIER, VT
Past
December 6, 2001 - October 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BURLINGTON, VT
Past
August 5, 2000 - October 7, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 2, 1993 - August 5, 2000
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
February 18, 1992 - July 12, 1993
MCGINN, SMITH & CO., INC.
BD
CRD#: 8453
ALBANY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/9/2020)
RR
Massachusetts(4/9/2020)
RR
Michigan(4/9/2020)
RR
New York(4/9/2020)
RR
North Carolina(9/18/2023)
RR
Ohio(11/18/2020)
IAR
Vermont(1/6/2017)
RR
Vermont(4/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SILVERLAKE WEALTH MANAGEMENT LLC
ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC
CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Vermont
Registered Investment Advisory firm - (3/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Blair Park Road Suite 100, Williston, VT 05495
Mailing Address
Phone number
(802) 857-5083
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,892 |
| AUM (Assets Under Management) | $ 572,662,800 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
