Thomas J. Golonka

SILVERLAKE WEALTH MANAGEMENT

Williston, VT 05495

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CRD#: 2209094

Professional summary

Thomas Joseph Golonka, CFA, CFP®, who also goes by Tom Golonka, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Williston, Vermont.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Insurance Planning

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Tom Golonka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Golonka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 6, 2017 - Present

SILVERLAKE WEALTH MANAGEMENT LLC

Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495

RIA

CRD#: 165525

Williston, VT

Current

April 9, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 33 Blair Park Road, Suite 100, Williston, VT 05495

CRD#: 35747

Williston, VT

Past

December 10, 2012 - December 31, 2016

SILVERLAKE WEALTH MANAGEMENT LLC

RIA

CRD#: 165525

WILLISTON, VT

Past

December 6, 2012 - April 16, 2020

LPL FINANCIAL LLC

CRD#: 6413

WILLISTON, VT

Past

November 10, 2005 - December 7, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MONTPELIER, VT

Past

October 7, 2005 - December 7, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MONTPELIER, VT

Past

December 6, 2001 - October 7, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BURLINGTON, VT

Past

August 5, 2000 - October 7, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 2, 1993 - August 5, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

February 18, 1992 - July 12, 1993

MCGINN, SMITH & CO., INC.

CRD#: 8453

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/9/2020)

Massachusetts
(4/9/2020)

Michigan
(4/9/2020)

New York
(4/9/2020)

North Carolina
(9/18/2023)

Ohio
(11/18/2020)

IAR

Vermont
(1/6/2017)

Vermont
(4/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/1/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/1/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

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Contact information

Main Address

33 Blair Park Road Suite 100, Williston, VT 05495

Mailing Address

Phone number

(802) 857-5083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVER LAKE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 572,662,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas J. Golonka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Golonka's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLAKE WEALTH MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

SILVERLAKE WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GLEACHER & COMPANY SECURITIES, INC.

MCGINN, SMITH & CO., INC.

Primary Firm SEC Registration

SILVERLAKE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 4/4/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1992

Series 10

Date: 3/1/2001

Series 9

Date: 3/1/2001

FINRA

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVERLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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