Jonathan Alan Kellner
Professional Summary
Jonathan Alan Kellner is a registered financial advisor currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC
Contact Information
Main Address
525 Washington Boulevard Suite 300, Jersey City, NJ 07310Mailing Address
382 Ne 191st St Pmb 92178, Miami, FL 33179-3899Phone Number
(201) 331-7900Established
Delaware since 05/07/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | — |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | — |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2021)
(7/21/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2000Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2006About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2006About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Alan Kellner's CRS (Customer Relationship Summary).
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