John W. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wesley George JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 5 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 1987 - August 12, 1988
HERITAGE FINANCIAL CORPORATION (OF MARYLAND)
June 18, 1984 - January 16, 1987
CAPITAL CONCEPTS SECURITIES, INC.
March 25, 1982 - June 4, 1984
FSC SECURITIES CORPORATION
August 29, 1977 - March 23, 1982
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 9, 1970 - December 22, 1977
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/2/1970
Registered Representative ExaminationCurrent Firm
HERITAGE FINANCIAL CORPORATION (OF MARYLAND)
CRD#: 11078 / SEC#: , 8-29001
Contact information
Documents
Red Flags
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