Frank Ciampa
Professional summary
Frank Ciampa is a registered financial professional currently at NEUBERGER BERMAN BD LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1992. Frank has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Ciampa's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 1994 - Present
NEUBERGER BERMAN BD LLC
Office #1: 1290 Avenue Of The Americas, New York, NY 10104July 31, 1994 - November 25, 1996
NEUBERGER BERMAN BD LLC
July 13, 1992 - July 13, 1994
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
Primary Firm SEC Registration
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/1994)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/5/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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