Nannette L. Sabo

VANGUARD ADVISERS

Plano, TX 75024

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CRD#: 2208766

Professional summary

Nannette Leigh Sabo, who also goes by Leigh Sabo, Nan Sabo, Nannette Sabo, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.

Nannette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Nannette has worked at 15 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 50, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leigh Sabo | Nan Sabo | Nannette Sabo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Mon Parachute Equus, LLC. NON-INVESTMENT RELATED ADDRESS (City/State): Plano, TX NATURE OF BUSINESS: Equine & Canine Therapy POSITION: Owner START DATE (Month/Year): 01/2022 APPROXIMATE HOURS PER MONTH: up to 80 hours per month NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Establish, market and operate equine, canine and other therapy programs to help individuals manage through life challenges from traumatic and/or other life challenging events.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nannette Leigh Sabo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2022 - Present

VANGUARD ADVISERS, INC.

Office #1: 7900 Windrose Avenue, Plano, TX 75024

RIA

CRD#: 106715

Plano, TX

Current

May 3, 2022 - Present

VANGUARD MARKETING CORPORATION

Office #1: 7900 Windrose Avenue, Plano, TX 75024

CRD#: 7452

Plano, TX

Past

October 23, 2020 - March 1, 2021

TEXAS FINANCIAL ADVISORY

RIA

CRD#: 306413

SAN ANTONIO, TX

Past

November 14, 2019 - November 9, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

San Antonio, TX

Past

April 18, 2019 - October 24, 2019

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

SAN ANTONIO, TX

Past

August 21, 2017 - April 24, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

San Antonio, TX

Past

February 20, 2013 - May 26, 2016

CUMBERLAND ADVISORS

RIA

CRD#: 107964

SARASOTA, FL

Past

June 1, 2009 - June 18, 2009

MORGAN STANLEY

RIA

CRD#: 149777

BOCA RATON, FL

Past

June 1, 2009 - June 18, 2009

MORGAN STANLEY

CRD#: 149777

BOCA RATON, FL

Past

January 17, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

December 7, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

September 5, 2006 - December 11, 2007

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

March 17, 2005 - September 5, 2006

CANTOR FITZGERALD & CO.

CRD#: 134

HOUSTON, TX

Past

September 14, 1998 - March 4, 2005

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

February 2, 1998 - October 9, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

January 22, 1998 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 19002

CHARLOTTE, NC

Past

October 14, 1992 - March 24, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(5/10/2022)

Arizona
(5/25/2022)

Florida
(5/31/2022)

IAR

Texas
(4/20/2022)

Texas
(5/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/16/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/18/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/8/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 2/6/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 1/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 7/9/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/11/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nannette L. Sabo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nannette Leigh Sabo's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

TEXAS FINANCIAL ADVISORY

AE WEALTH MANAGEMENT, LLC

J. W. COLE ADVISORS, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CUMBERLAND ADVISORS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

SANDERS MORRIS LLC

CANTOR FITZGERALD & CO.

RAYMOND JAMES & ASSOCIATES, INC.

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/2022

Series 65

Date: 1/18/2013

Series 7TO

Date: 5/3/2022

SIE

Date: 4/8/2022

Series 50

Date: 2/6/2016

Series 7

Date: 1/21/1998

Series 6

Date: 10/13/1992

Series 24

Date: 12/30/2003

Series 10

Date: 7/9/2002

Series 9

Date: 2/11/2002

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

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