Lucy I. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucy Isabel Alexander was a registered financial professional .
Lucy is a previously registered financial professional and started their career in finance in 1992. Lucy had worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2021 - March 15, 2023
CASTLE HILL CAPITAL PARTNERS, INC.
March 26, 2016 - September 5, 2019
CASTLE HILL CAPITAL PARTNERS, INC.
March 26, 2015 - August 21, 2015
EMERSON EQUITY LLC
September 1, 1998 - December 11, 1998
CITIGROUP GLOBAL MARKETS INC.
October 8, 1996 - September 1, 1998
SALOMON BROTHERS INC.
January 29, 1992 - October 16, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
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