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DB

Debra L. Bailey

STURDIVANT & CO.
VOORHEES, NJ 08043
Some features on this profile are disabled
CRD#: 2208503
DB

Professional summary

Debra Lynn Bailey, who also goes by Debra Lynn Yurkonis, is a registered financial professional currently at STURDIVANT & CO. INC located in Voorhees, New Jersey.

Debra is registered as a RR (Registered Representative) and started their career in finance in 2000. Debra has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Debra Lynn Yurkonis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debra Lynn Bailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2000 - Present

STURDIVANT & CO. INC

Office #1: 603 Sheppard Road, Voorhees, NJ 08043
BD
CRD#: 24583
VOORHEES, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(6/16/2000)

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/21/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/15/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

S&
STURDIVANT & CO. INC
LEGACY INVESTMENT ADVISORS | STURDIVANT & CO. INC. | STURDIVANT & CO. INC | STURDIVANT & CO INC | LEGACY INVESTMENT ADVISORS, LLC

CRD#: 24583 / SEC#: , 8-41204

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
603 Sheppard Road, Voorhees, NJ 08043
Mailing Address
603 Sheppard Road, Voorhees, NJ 08043
Phone number
(856) 751-1331
Established
New Jersey since 08/25/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
S & D FINANCIAL HOLDINGS LLCSHAREHOLDER
STURDIVANT INVESTORS GROUP, LLCSHAREHOLDER
DEKRAFFT, HARVEY RICHARDMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP1579931
GIBBS, CARL RICHARD JRPRESIDENT & CEO2487105

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STURDIVANT & CO. INC

CRD#: 24583Voorhees, NJ 08043

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