CW
Christopher R. Walter
WESBANCO SECURITIES
Clinton, MD 20735
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CRD#: 2208463
CW
Professional summary
Christopher Russell Walter is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Clinton, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALLSTATE "RESCURER" Starting approximately 12-8-22; Contractor, self employed; Helping people out on the roads with car issues, jumps, flats, etc.; Paid by Allstate per completed activity; Only working on weekends and Holidays.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Russell Walter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Russell Walter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2022 - Present
WESBANCO SECURITIES, INC.
Office #1: 7801 Old Branch Ave., Ste. 100, Clinton, MD 20735Office #2: 7801 Old Branch Ave. Ste. 100, Clinton, MD 20735RIA
BD
CRD#: 43276
Clinton, MD
Current
September 17, 2020 - Present
WESBANCO SECURITIES, INC.
Office #1: 7801 Old Branch Ave., Ste. 100, Clinton, MD 20735RIA
BD
CRD#: 43276
Clinton, MD
Past
September 6, 2016 - September 27, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
LAUREL, MD
Past
December 3, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BELTSVILLE, MD
Past
December 1, 2014 - September 27, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BELTSVILLE, MD
Past
December 7, 2012 - December 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAUREL, MD
Past
December 7, 2012 - December 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAUREL, MD
Past
September 8, 2011 - December 7, 2012
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
WINCHESTER, VA
Past
September 7, 2011 - December 7, 2012
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
WINCHESTER, VA
Past
November 27, 2007 - August 2, 2011
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
HAGERSTOWN, MD
Past
November 27, 2007 - August 2, 2011
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
HAGERSTOWN, MD
Past
July 2, 2003 - November 28, 2007
IFMG SECURITIES, INC.
RIA
CRD#: 14416
BEL AIR, MD
Past
February 7, 2003 - November 28, 2007
IFMG SECURITIES, INC.
BD
CRD#: 14416
BEL AIR, MD
Past
July 9, 2001 - February 10, 2003
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
HAGERSTOWN, MD
Past
June 25, 2001 - February 10, 2003
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
October 7, 2000 - June 21, 2001
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
June 15, 2000 - October 7, 2000
KEYSTONE BROKERAGE, LLC
BD
CRD#: 17445
WILLIAMSPORT, PA
Past
December 3, 1999 - June 8, 2000
CBIZ FINANCIAL SOLUTIONS, INC.
BD
CRD#: 16678
CLEVELAND, OH
Past
March 12, 1998 - November 24, 1999
KEYSTONE BROKERAGE, LLC
BD
CRD#: 17445
WILLIAMSPORT, PA
Past
May 16, 1995 - March 6, 1998
ALLFIRST BROKERAGE CORPORATION
BD
CRD#: 17531
BALTIMORE, MD
Past
March 10, 1995 - April 4, 1995
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
April 21, 1994 - March 9, 1995
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
December 15, 1992 - April 1, 1994
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
April 8, 1992 - May 19, 1992
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(9/24/2020)
IAR
Maryland(2/8/2022)
RR
Pennsylvania(9/18/2020)
RR
Virginia(9/26/2020)
RR
West Virginia(9/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Clinton, MD 20735TRUST BUT VERIFY
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