Theodore M. Groesbeck

GROESBECK INVESTMENT MANAGEMENT CORP

Paramus, NJ 07652

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CRD#: 2208426

Professional summary

Theodore M Groesbeck, who also goes by Ted Groesbeck, is a registered financial advisor currently at GROESBECK INVESTMENT MANAGEMENT CORP located in Paramus, New Jersey.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Theodore has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Groesbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore M Groesbeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2017 - Present

GROESBECK INVESTMENT MANAGEMENT CORP

Office #1: 12 Route 17 North, Paramus, NJ 07652

RIA

CRD#: 106679

Paramus, NJ

Past

February 3, 2015 - December 31, 2016

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

CRD#: 106679

PARAMUS, NJ

Past

December 18, 2013 - December 31, 2014

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

CRD#: 106679

PARAMUS, NJ

Past

June 13, 1997 - May 20, 1999

PALISADE CAPITAL SECURITIES, L.L.C.

CRD#: 37579

FORT LEE, NJ

Past

May 28, 1996 - June 4, 1997

STANDARD & POOR'S SECURITIES, INC.

CRD#: 5248

NEW YORK, NY

Past

July 19, 1993 - September 1, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GROESBECK INVESTMENT MANAGEMENT CORP

CRD#: 106679 / SEC#: 801-44798

RIA

Registered Investment Advisory firm - (9/24/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1993

General Securities Representative Examination

Current Firm

GROESBECK INVESTMENT MANAGEMENT CORP

CRD#: 106679 / SEC#: 801-44798

RIA

Registered Investment Advisory firm - (9/24/1993 Approved)

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Contact information

Main Address

12 Rte. 17 North Suite 130, Paramus, NJ 07652

Mailing Address

Phone number

(201) 291-7888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND PART 2B REVISED 2024 (5/27/2025)

ADV PART 2A AND PART 2B 2024 (5/27/2025)

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 64,650,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theodore M. Groesbeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore M Groesbeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROESBECK INVESTMENT MANAGEMENT CORP

GROESBECK INVESTMENT MANAGEMENT CORP

PALISADE CAPITAL SECURITIES, L.L.C.

STANDARD & POOR'S SECURITIES, INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

GROESBECK INVESTMENT MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/1997

Series 63

Date: 8/18/1993

Series 7

Date: 2/20/1993

Current Firm

GROESBECK INVESTMENT MANAGEMENT CORP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GROESBECK INVESTMENT MANAGEMENT CORP

TRUST BUT VERIFY

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