FH
Frank P. Hill
KESTRA ADVISORY SERVICES
Louisville, KY 40223
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CRD#: 2208115
FH
Professional summary
Frank Phillip Hill, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Louisville, Kentucky and KESTRA INVESTMENT SERVICES, LLC located in Louisville, Kentucky.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Frank has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Meritrust Wealth Management Investment Related: Yes Address: 462 S. 4th Street, Suite 2600 Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Wealth Manager Start Date: 11/16/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Developing and implementing comprehensive financial plansBusiness Name: Synergy Wealth Management Investment Related: Yes Address: 1906 Decatur Dr Louisville KY 40218 Nature of Business: Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Sole owner. President. Start Date: 2/7/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage clients' investment and insurance related products. Business Name: Louisville Collegiate School Board of Trustees Investment Related: No Address: 2427 Glenmary Avenue Louisville KY 40204 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President, Board of Trustees Start Date: 8/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Working directly with the Head of School on related matters and running board and committee meetings for activities related to school governance Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner, Senior Financial Advisor Start Date: 11/16/2018 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Provide financial advice and Investment Management services CRUMP AFFLUENT MARKETS GROUP POSITION: insurance Agent/Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/03/2018 ADDRESS: 462 S. 4th Street, Suite 2610, Louisville KY 40218, United States DESCRIPTION: Solicit, sell, service and manage various insurance products/contracts FFR INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/03/2022 ADDRESS: 462 S. 4th Street, Suite 2610, Louisville KY 40218, United States DESCRIPTION: Sell, service and manage insurance related contracts
CRS (Client Relationship Summary) - RIA
Click below to view Frank Phillip Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
November 16, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 407, Louisville, KY 40223RIA
CRD#: 283330
Louisville, KY
Current
November 16, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 100, Louisville, KY 40223BD
CRD#: 42046
Louisville, KY
Past
April 30, 2014 - May 7, 2019
MWM ADVISORY
RIA
CRD#: 166411
LOUISVILLE, KY
Past
February 12, 2007 - December 3, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
February 12, 2007 - November 20, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
LOUISVILLE, KY
Past
January 30, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
January 30, 1992 - February 7, 2007
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/16/2018)
RR
Illinois(8/30/2021)
RR
Indiana(11/28/2018)
RR
Kentucky(11/16/2018)
IAR
Kentucky(11/16/2018)
RR
Massachusetts(3/10/2021)
RR
Michigan(1/6/2021)
RR
Nevada(3/22/2021)
RR
North Carolina(1/22/2021)
RR
Ohio(11/16/2018)
RR
Texas(3/22/2021)
IAR
Texas(10/16/2023)
RR
Virginia(3/27/2019)
RR
Wyoming(1/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Louisville, KY 40223TRUST BUT VERIFY
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