LP
Larmon Parker
CETERA INVESTMENT ADVISERS LLC
NAPLES, FL 34105
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CRD#: 2207903
LP
Professional summary
Larmon Parker, who also goes by Larry Parker, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Naples, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Naples, Florida.
Larmon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Larmon has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Parker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PARKER & ASSOCIATES FINANCIAL SERVICES, LLC; DBA NAME FOR INVESTMENT PRACTICE- INV RELATED: 2) LARMON PARKER; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY SERVICES; START 6/2015; LESS THAN 1 HOUR/WEEK DURING SECURITIES TRADING HOURS; NOTARY PUBLIC 3)NAME OF OTHER BUSINESS: TREE OF LIGHT WHOLE BODY REJUVENATION CENTER, LLC; INVESTMENT RELATED: NO; ADDRESS: 806 NEAPOLITAN WAY, NAPLES, FL 34103; NATURE OF BUSINESS: LIGHT THERAPY USING INFRARED SAUNAS AND ARRC LED LIGHT BEDS; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: HUSBUND OF OWNER, TALK TO PEOPLE ABOUT BUSINESS LETTING THEM KOW ABOUT HEALTH BENEFITS OF EQUIPMENT; 4)NAME OF OTHER BUSINESS: PARKINTEX, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ACCOUNTING/COMMERCIAL REAL ESTATE; START DATE: 04/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT/TAX ACCOUNTANT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: COMPANY OWNS COMMERCIAL CONDO, TAX ACCOUNTING AND PREPARATION, CLIENT POA BEFORE THE IRS
CRS (Client Relationship Summary) - RIA
Click below to view Larmon Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3811 Airport Pulling Rd N, Naples, FL 34105RIA
CRD#: 105644
NAPLES, FL
Current
June 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 3811 Airport Pulling Rd N, Naples, FL 34105BD
CRD#: 10358
Naples, FL
Past
September 27, 1996 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/7/2004)
IAR
Florida(7/29/2004)
RR
North Carolina(6/6/2023)
RR
Oregon(10/27/2015)
RR
South Carolina(2/7/2023)
RR
Utah(6/30/2004)
RR
Wyoming(8/5/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/4/2014
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
