Kevin T. Connors

KENMAR SECURITIES

New York, NY 10022

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CRD#: 2207199

Professional summary

Kevin Thomas Connors is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1992. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Thomas Connors's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2016 - Present

KENMAR SECURITIES, LLC

Office #1: 110 East 59th Street, Suite 3200, New York, NY 10022Office #2: 845 Third Avenue, Suite 1703, New York, NY 10022

CRD#: 171793

New York, NY

Past

December 10, 2015 - August 4, 2016

ROSSOFF & CO. LLC

CRD#: 148440

NEW YORK, NY

Past

September 23, 2015 - December 12, 2015

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

April 4, 2006 - March 30, 2007

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

February 6, 1992 - April 10, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/3/2016)

Connecticut
(8/3/2016)

Michigan
(9/11/2024)

New York
(8/3/2016)

Pennsylvania
(8/3/2016)

Texas
(8/3/2016)

Washington
(8/3/2016)

Exams

State Security Law Exam

Series 63

Date: 8/31/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/7/2012

National Commodity Futures Examination

Principal/Supervisory Exam

Series 8

Date: 1/24/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

845 Third Avenue, Suite 1703, New York, NY 10022

Mailing Address

Po Box 5537, New York, NY 10185-5537

Phone number

(212) 596-3480

Established

Delaware since 03/17/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KENMAR OLYMPIA, LLC	OWNER
COX, ROBERT CARLEN	CHIEF COMPLIANCE OFFICER	1071103
SPOHR, DAVID KONRAD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	1507667

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin T. Connors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Thomas Connors's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSSOFF & CO. LLC

EQUUS FINANCIAL CONSULTING LLC

NATIXIS SECURITIES NORTH AMERICA INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2015

Series 3

Date: 9/7/2012

Series 8

Date: 1/24/1996

FINRA

Current Firm

KENMAR SECURITIES, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KENMAR SECURITIES, LLC

TRUST BUT VERIFY

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