Michael B. Regan
Professional summary
Michael B Regan, CFP®, who also goes by Michael Bernard Regan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cohasset, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Hingham, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 55 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael B Regan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Education
Bentley University
Bachelor of Science (BS) - Finance
1991
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 50 Derby St Ste 100, Hingham, MA 02043-3740July 2, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 50 Derby St, Ste 100, Hingham, MA 02043-3740July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 12, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
December 7, 2012 - May 21, 2014
ICAPITAL, LLC
March 31, 2011 - April 24, 2012
GL INVESTMENT SERVICES, LLC
October 4, 2010 - November 2, 2010
TUTTLE WEALTH MANAGEMENT, LLC
May 20, 2008 - April 13, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
April 11, 2006 - September 24, 2007
NATIONAL FINANCIAL SERVICES LLC
January 6, 2006 - March 6, 2006
ROSENTHAL COLLINS EQUITIES, L.L.C.
April 6, 2005 - November 8, 2005
MOORS & CABOT, INC.
March 27, 2002 - November 3, 2004
TD WATERHOUSE CAPITAL MARKETS, INC.
February 4, 2002 - May 31, 2002
TD AMERITRADE, INC.
September 5, 2001 - December 31, 2001
SERVICE ASSET MANAGEMENT COMPANY
April 25, 1996 - June 25, 1996
WSM HOLDINGS, L.L.C.
September 20, 1995 - August 15, 2001
NATIONAL FINANCIAL SERVICES LLC
July 15, 1994 - August 23, 1995
AMERIPRISE ADVISOR SERVICES, INC.
March 31, 1992 - September 23, 1992
IDS LIFE INSURANCE COMPANY
March 31, 1992 - September 23, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2024)
(4/23/2020)
(3/4/2022)
(1/3/2020)
(3/4/2022)
(7/2/2014)
(3/4/2022)
(11/3/2023)
(1/6/2023)
(1/3/2020)
(7/18/2014)
(3/31/2025)
(3/1/2024)
(3/25/2023)
(11/3/2025)
(1/3/2020)
(4/23/2020)
(3/25/2023)
(3/4/2022)
(1/6/2023)
(1/3/2020)
(4/23/2020)
(4/23/2020)
(3/31/2025)
(1/3/2020)
(3/4/2022)
Exams
Series 55
Date: 9/25/1998
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Cohasset, MATRUST BUT VERIFY
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