Denise L. Geihm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Louise Geihm was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1992. Denise had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - November 12, 2019
DESTINY CAPITAL CORPORATION
April 14, 2015 - January 12, 2016
DESTINY CAPITAL SECURITIES CORPORATION
January 3, 2011 - June 26, 2014
CHARLES SCHWAB & CO., INC.
May 7, 2008 - June 26, 2014
CHARLES SCHWAB & CO., INC.
April 24, 2008 - December 31, 2010
CHARLES SCHWAB & CO., INC.
May 12, 2006 - September 26, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 13, 2005 - September 26, 2006
TD AMERITRADE, INC.
August 8, 2005 - September 26, 2006
TD AMERITRADE, INC.
November 6, 2003 - December 9, 2004
BROOKSTREET SECURITIES CORPORATION
January 17, 2001 - September 15, 2003
WITENBERG INVESTMENT COMPANIES, INC.
October 28, 1997 - April 9, 2002
CARLIN EQUITIES, LLC
November 7, 1994 - January 12, 1996
CITIGROUP GLOBAL MARKETS INC.
October 11, 1992 - March 18, 1994
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
DESTINY CAPITAL CORPORATION
CRD#: 111196 / SEC#: 801-33822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
DESTINY CAPITAL CORPORATION
CRD#: 111196 / SEC#: 801-33822
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 333,286,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
