Royce L. Cannon

QUINCY WELLS ADVISORS

Franklin, TN

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CRD#: 2206590

Professional summary

Royce Lee Cannon SR, CFP®, ChFC®, CLU® is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Franklin, Tennessee and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Royce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Royce has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Education Planning

Insurance Planning

Employee and Employer Plan Ben...

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Lee Cannon SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 26, 2026 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Franklin, TN

Current

January 26, 2026 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

December 5, 2025 - February 3, 2026

BFC PLANNING, INC.

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Past

December 5, 2025 - February 3, 2026

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

Brentwood, TN

Past

July 1, 2016 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Brentwood, TN

Past

July 1, 2016 - December 5, 2025

MOLONEY SECURITIES CO., INC.

CRD#: 38535

Brentwood, TN

Past

February 17, 2004 - July 27, 2016

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

BRENTWOOD, TN

Past

January 13, 2003 - July 27, 2016

ONEAMERICA SECURITIES, INC.

CRD#: 4173

BRENTWOOD, TN

Past

March 26, 2002 - December 31, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

December 6, 1999 - March 19, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

July 10, 1996 - December 2, 1999

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

June 14, 1996 - July 8, 1996

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

January 22, 1992 - June 20, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/9/2026)

Georgia
(2/9/2026)

IAR

Illinois
(1/26/2026)

Nevada
(2/13/2026)

New Jersey
(2/9/2026)

North Carolina
(2/9/2026)

Tennessee
(1/26/2026)

Texas
(2/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

145 South Wells, Ste 1301, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Royce L. Cannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Lee Cannon SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2000

Series 63

Date: 1/20/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1998

Series 6

Date: 1/20/1992

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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