RC
Royce L. Cannon
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Brentwood, TN 37027
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CRD#: 2206590
RC
Professional summary
Royce Lee Cannon SR, CFP®, ChFC®, CLU® is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Brentwood, Tennessee and MOLONEY SECURITIES CO., INC. located in Brentwood, Tennessee.
Royce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Royce has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Education Planning
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLE PROPRIETOR, ASSET ALLIANCE FINANCIAL, 215 CENTERVIEW DR., SUITE 260, BRENTWOOD, TN 37027, INVESTMENTS AND SECURITIES OFFERED THROUGH MOLONEY SECURITIES Co., INC. AMERICAN GROUP INSURANCE AGENT. NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, DISABILITY & GROUP MEDICAL). 12700 PARK CENTRAL DR. #460. DALLAS, TX 75251. LESS THAN 1 HOUR/WEEK DURING TRADING HOURS. NOT INVESTMENT RELATED. E2C COMPANIES/CHANNEL PARTNER AGREEMENT. INTRODUCTION TO POTENTIAL BUSINESSES THAT MAY UTILIZE E2C'S SERVICES. 8901 QUALITY RD., BONITA SPRINGS, FL 34135. NOT CONDUCTED DURING TRADING HOURS. NOT INVESTMENT RELATED. MEDICARE SUPPLEMENT POLICIES. AGENT/BROKER. 215 CENTERVIEW DR., SUITE 260, BRENTWOOD, TN 37027. CONDUCTED ABOUT 2-3 HOURS PER WEEK DURING TRADING HOURS. NOT INVESTMENT RELATED. RESIDENTIAL PROPERTY RENTAL. OWNER/MANAGER. 110 HONEY CREEK LANE, NASHVILLE, TN 37211. NOT CONDUCTED DURING SECURITIES TRADING HOURS. RESIDENTIAL PROPERTY RENTAL. OWNER/MANAGER. 2310 ELLIOT AVE #307, NASHVILLE, TN 37204. NOT CONDUCTED DURING SECURITIES TRADING HOURS. RESIDENTIAL PROPERTY RENTAL. OWNER/MANAGER. 702 WEDGEWOOD PARK #504, NASHVILLE, TN 37203. NOT CONDUCTED DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Royce Lee Cannon SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
July 1, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 215 Centerview Drive Suite 260, Brentwood, TN 37027RIA
CRD#: 282448
Brentwood, TN
Current
July 1, 2016 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 215 Centerview Drive Suite 260, Brentwood, TN 37027BD
CRD#: 38535
Brentwood, TN
Past
February 17, 2004 - July 27, 2016
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
BRENTWOOD, TN
Past
January 13, 2003 - July 27, 2016
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
BRENTWOOD, TN
Past
March 26, 2002 - December 31, 2002
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
December 6, 1999 - March 19, 2002
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
July 10, 1996 - December 2, 1999
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
June 14, 1996 - July 8, 1996
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Past
January 22, 1992 - June 20, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2016)
RR
Arizona(11/30/2023)
RR
Delaware(10/7/2021)
RR
Florida(7/1/2016)
RR
Georgia(4/13/2022)
RR
Kentucky(7/18/2023)
RR
Nevada(5/12/2025)
RR
New Jersey(12/16/2021)
RR
North Carolina(2/23/2021)
RR
Pennsylvania(5/10/2021)
RR
South Carolina(3/23/2021)
IAR
Tennessee(7/1/2016)
RR
Tennessee(1/10/2017)
RR
Texas(7/1/2016)
IAR
Texas(7/1/2016)
RR
Virginia(7/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
