Anthony J. Reilly

WELLS FARGO ADVISORS FINANCIAL NETWORK | Founder/CEO

DUBLIN, OH 43017

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CRD#: 2206393

Professional summary

Anthony Joachim Reilly, who also goes by Tony Reilly, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Dublin, Ohio.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Philanthropic services

Loans/credit services

Executive services/Equity comp...

Institutional consulting

Trading individual securities

Insurance

Trust & estate planning

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

Are you a "fiduciary"?

Yes

Aliases

Tony Reilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROCKBARTON FARM LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| GRACELANDS, LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| ROCKBARTON FARM LLC, NOT INV RELATED, GEORGETOWN, KY, 100% OWNERSHIP, START 1/1/2012, 5 HRS/MONTH, 0 HRS DURING TRADING.;| ASCEND ADVISORY GROUP LLC, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 1/1/2003, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC.;| MERC 1 LLC, NOT INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 7/18/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS PERSONAL USE AUTO.| REILLY FINANCIAL HOLDINGS LLC, INV RELATED, DELAWARE, OH, 75.1% OWNERSHIP, START 1/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| ASCEND BRIDGEPARK LLC; INV RELATED; DUBLIN, OH; 100% OWNERSHIP; START 08/18/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET OFFICE| WELLEN1, LLC ; INV RELATED; 100% OWNERSHIP; VENICE, FL; START 01/16/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.| GREYSTONES 1, LLC, INVT RELATED, DELAWARE, OH, 100% OWNERSHIP, START DATE 11/18/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR REAL ESTATE.| HORSEPWER1, LLC; INV RELATED; DELAWARE, OH; STORAGE UNIT FOR CARS; 100% OWNERSHIP; START DATE 04/16/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joachim Reilly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joachim Reilly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2009 - Present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Office #1: 6767 Longshore Street, Dublin, OH 43017

RIA

CRD#: 11025

DUBLIN, OH

Current

April 2, 2009 - Present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Office #1: 6767 Longshore Street, Dublin, OH 43017

RIA

CRD#: 11025

DUBLIN, OH

Past

November 6, 2001 - April 15, 2009

ASCEND ADVISORY GROUP

RIA

CRD#: 120822

DUBLIN, OH

Past

September 18, 2001 - April 7, 2009

OSAIC WEALTH, INC.

CRD#: 23131

DUBLIN, OH

Past

June 26, 1992 - January 15, 2002

DIAMOND HILL SECURITIES, INC.

CRD#: 28240

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025 / SEC#: 801-57434, 8-28721

RIA

Registered Investment Advisory firm - SEC (4/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/2/2009)

Arizona
(4/2/2009)

Arkansas
(4/2/2009)

California
(4/2/2009)

Colorado
(4/2/2009)

Delaware
(9/7/2018)

District of Columbia
(3/21/2023)

Florida
(4/2/2009)

Georgia
(4/2/2009)

Hawaii
(1/13/2017)

Idaho
(12/4/2009)

Illinois
(4/2/2009)

Indiana
(4/2/2009)

Iowa
(5/12/2014)

Kansas
(4/2/2009)

Kentucky
(4/2/2009)

Louisiana
(3/12/2018)

Maine
(10/16/2018)

Maryland
(4/2/2009)

Massachusetts
(10/26/2015)

Michigan
(4/2/2009)

Minnesota
(4/2/2009)

Mississippi
(5/25/2023)

Missouri
(4/2/2009)

Montana
(5/17/2024)

Nevada
(4/2/2009)

New Hampshire
(12/7/2022)

New Jersey
(4/2/2009)

New Mexico
(4/2/2009)

New York
(4/2/2009)

North Carolina
(4/2/2009)

North Dakota
(3/25/2019)

Ohio
(4/2/2009)

IAR

Ohio
(4/8/2009)

Oklahoma
(12/19/2016)

Oregon
(4/2/2009)

Pennsylvania
(4/2/2009)

South Carolina
(4/2/2009)

South Dakota
(6/6/2019)

Tennessee
(1/4/2017)

Texas
(4/2/2009)

IAR

Texas
(4/2/2009)

Utah
(4/18/2023)

Virginia
(4/2/2009)

Washington
(4/2/2009)

West Virginia
(4/2/2009)

Wisconsin
(4/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025 / SEC#: 801-57434, 8-28721

RIA

Registered Investment Advisory firm - SEC (4/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

One North Jefferson Avenue Mail Code: H0004-05e, St. Louis, MO 63103-2205

Mailing Address

One North Jefferson Avenue H0004-05c, St. Louis, MO 63103

Phone number

(314) 875-3000

Established

Delaware since 03/12/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

3,658

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WFAFN - WRAP FEE BROCHURE ADVISORY PROGRAMS (9/22/2025)

WFAFN - PART 2A - RETIREMENT PLAN CONSULTING (9/22/2025)

FEE-BASED PLANNING SERVICES (9/2/2025)

WFAFN - PART 2A - INSTITUTIONAL CONSULTING (8/4/2025)

Direct owners and executive officers

Name	Position	CRD#
WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC	SOLE MEMBER
CRAVEN, JAMES J	BOARD OF MANAGERS	4323533
GINDI, SOL	BOARD OF MANAGERS	4903526
KARANIK, ERIK ANTHONY	CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS	2260890
LACEY, PAUL	PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL	5616656
MARKMANN, DAVID FRANZ	DESIGNATED TEXAS OFFICER	2637778
PATEL, RAKESH	CHIEF FINANCIAL OFFICER	5385585
SANKOVICH, PAUL CAMERON	CHIEF COMPLIANCE OFFICER	2475029
TA, KIMBERLY CROWDER	BOARD OF MANAGERS/CONTROL PRINCIPAL	4717506
TYERS, JOHN R	PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL	2632380

Regulatory assets under management

Total Number of Accounts	401,726
AUM (Assets Under Management)	$ 197,360,196,619

Disclosures

Regulatory Event	35
Arbitration	39

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
12/11/2023	Cover Page	Report
02/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Anthony J. Reilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joachim Reilly's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joachim Reilly's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ASCEND ADVISORY GROUP

OSAIC WEALTH, INC.

DIAMOND HILL SECURITIES, INC.

Primary Firm SEC Registration

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2009

Series 63

Date: 1/6/1992

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/25/1992

Series 24

Date: 4/1/1993

FINRA

Current Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

Contact information

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