James H. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Howard Sanders, CFP®, who also goes by Howard Sanders, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
February 8, 2017 - July 17, 2020
CENTURY FINANCIAL ADVISORS, INC.
October 27, 2005 - December 31, 2016
CENTURY FINANCIAL ADVISORS, INC.
August 18, 2004 - January 22, 2020
FSC SECURITIES CORPORATION
August 16, 2004 - January 22, 2020
FSC SECURITIES CORPORATION
December 3, 1997 - December 31, 2002
CENTURY FINANCIAL ADVISORS, INC.
September 25, 1992 - August 11, 2004
FSC SECURITIES CORPORATION
February 18, 1992 - August 11, 2004
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CENTURY FINANCIAL ADVISORS, INC.
CRD#: 118352 / SEC#:
Contact information
Red Flags
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