LD
Larry R. Deatherage
SAGEVIEW ADVISORY GROUP
San Diego, CA 92121
Some features on this profile are disabled
CRD#: 2205503
LD
Professional summary
Larry Robert Deatherage is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Larry has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/1992; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC - CRD # 126777; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: IAR USING SAGEVIEW ADVISORY'S RESOURCES; 3. NAME OF OTHER BUSINESS: TODO O NADA BOAT CHARTERS, LLC; INVESTMENT RELATED: NO; ADDRESS: LAJOLLA, CA 92037; NATURE OF BUSINESS: BOAT AND FISHING CHARTERS; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OVERSEE BUSINESS; 4. NAME OF OTHER BUSINESS: CATALINA, LLC; INVESTMENT RELATED: NO; ADDRESS: LAJOLLA, CA 92037; NATURE OF BUSINESS: RENTAL PROPERTIES FOR WIFE; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: WORKING WITH PROPERTY MANAGERS; 5. NAME OF OTHER BUSINESS: DFI MANAGEMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY FOR COMPENSATION EARNED; START DATE: 01/2015; POSITION/TITLE/RELATIONSHIP: PARTNER/PRINCIPAL/OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNER/PARTNER, HOLDING COMPANY FOR COMPENSATION EARNED;
CRS (Client Relationship Summary) - RIA
Click below to view Larry Robert Deatherage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2023 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 9920 Pacific Heights #150, San Diego, CA 92121RIA
CRD#: 126777
San Diego, CA
Current
February 5, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9920 Pacific Heights Ste 150, San Diego, CA 92121BD
CRD#: 13572
San Diego, CA
Past
January 2, 2019 - May 5, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
San Diego, CA
Past
December 3, 2018 - November 22, 2023
ONEDIGITAL
RIA
CRD#: 106766
Irvine, CA
Past
December 8, 2015 - December 31, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
October 19, 2012 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN DIEGO, CA
Past
November 30, 2010 - December 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
October 29, 2010 - December 31, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
SAN DIEGO, CA
Past
December 10, 2007 - December 1, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
LA JOLLA, CA
Past
December 10, 2007 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
LA JOLLA, CA
Past
September 2, 2005 - December 10, 2007
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
LA JOLLA, CA
Past
September 2, 2005 - December 10, 2007
GIRARD SECURITIES, INC.
BD
CRD#: 18697
LA JOLLA, CA
Past
July 1, 2003 - September 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LA JOLLA, CA
Past
July 1, 2003 - September 2, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 8, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
SAN DIEGO, CA
Past
March 17, 1992 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(5/11/2023)
RR
California(2/5/2024)
IAR
Colorado(5/11/2023)
IAR
Hawaii(5/19/2023)
IAR
Idaho(5/11/2023)
IAR
Kansas(5/11/2023)
IAR
Maryland(5/11/2023)
IAR
Mississippi(5/12/2023)
IAR
Nevada(5/15/2023)
IAR
New York(5/11/2023)
IAR
North Carolina(5/23/2023)
IAR
Oregon(5/13/2023)
IAR
Pennsylvania(5/15/2023)
IAR
South Carolina(5/17/2023)
IAR
Texas(5/11/2023)
IAR
Washington(12/1/2023)
IAR
Wisconsin(5/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
