Maryjane Gilday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryjane Gilday, who also goes by Jane Gilday, M Jane Gilday, Mary Jane Gilday, Maryjane Gilday Roberts, was a registered financial professional .
Maryjane is a previously registered financial professional and started their career in finance in 1973. Maryjane had worked at 9 firms and has passed the Series 63, PC, Series 16, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2003 - July 23, 2019
BARROW HANLEY GLOBAL INVESTORS
June 14, 1996 - February 13, 1998
ADVEST, INC.
October 3, 1991 - March 11, 1996
TUCKER ANTHONY INCORPORATED
January 11, 1990 - September 23, 1991
GRUNTAL & CO., L.L.C.
March 2, 1987 - January 11, 1990
MCKINLEY ALLSOPP, INC.
October 15, 1982 - February 2, 1987
ROONEY, PACE INC.
July 27, 1979 - May 27, 1982
FAHERTY & FAHERTY INC.
May 31, 1977 - August 19, 1979
CREDIT SUISSE SECURITIES (USA) LLC
January 18, 1973 - June 10, 1977
SPENCER TRASK & CO. INCORPORATED
Primary Firm SEC Registration
BARROW HANLEY GLOBAL INVESTORS
CRD#: 105519 / SEC#: 801-31237
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/3/1996
AMEX Put and Call ExamSeries 1
Date: 1/15/1973
Registered Representative ExaminationSeries 40
Date: 7/24/1978
Registered Principal ExaminationCurrent Firm
BARROW HANLEY GLOBAL INVESTORS
CRD#: 105519 / SEC#: 801-31237
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 276 |
| AUM (Assets Under Management) | $ 53,255,290,889 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
